<?xml version="1.0" encoding="ISO-8859-1"?><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
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<journal-meta>
<journal-id>0797-9789</journal-id>
<journal-title><![CDATA[Revista Uruguaya de Ciencia Política]]></journal-title>
<abbrev-journal-title><![CDATA[Rev.urug.cienc.polít.]]></abbrev-journal-title>
<issn>0797-9789</issn>
<publisher>
<publisher-name><![CDATA[Instituto de Ciência Política]]></publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id>S0797-97892006000100003</article-id>
<title-group>
<article-title xml:lang="en"><![CDATA[Election of Representatives and party fractionalization in Uruguay 1942-1999]]></article-title>
<article-title xml:lang="es"><![CDATA[Elección de diputados y fraccionalización partidaria en Uruguay 1942-1999]]></article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname><![CDATA[Piñeiro]]></surname>
<given-names><![CDATA[Rafael]]></given-names>
</name>
<xref ref-type="aff" rid="A01"/>
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<contrib contrib-type="author">
<name>
<surname><![CDATA[Piñeiro]]></surname>
<given-names><![CDATA[Rafael]]></given-names>
</name>
</contrib>
</contrib-group>
<aff id="A01">
<institution><![CDATA[,University of the Republic Faculty of Social Sciences Political Science Department]]></institution>
<addr-line><![CDATA[ ]]></addr-line>
</aff>
<pub-date pub-type="pub">
<day>00</day>
<month>00</month>
<year>2006</year>
</pub-date>
<pub-date pub-type="epub">
<day>00</day>
<month>00</month>
<year>2006</year>
</pub-date>
<volume>1</volume>
<numero>se</numero>
<fpage>0</fpage>
<lpage>0</lpage>
<copyright-statement/>
<copyright-year/>
<self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_arttext&amp;pid=S0797-97892006000100003&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_abstract&amp;pid=S0797-97892006000100003&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_pdf&amp;pid=S0797-97892006000100003&amp;lng=en&amp;nrm=iso"></self-uri><abstract abstract-type="short" xml:lang="en"><p><![CDATA[This article looks at fractionalization in the election of members to the Chamber of Deputies in Uruguay. In particular, it analyzes how this relates to the method of election of Deputies in use during the period 1942-1999. Starting from a discussion of the main hypotheses regarding the links between the electoral system and the degree of party fractionalization that can be observed in Uruguay, it proposes a panel estimate using electoral data disaggregated by party and constituency - to measure the impact on electoral fractionalization of district magnitude and other relevant variables. On the basis of the results of the estimate, the article analyzes the relationship between district magnitude, the triple simultaneous vote and fractionalization, and concludes that the latter developed within the limits imposed by the electoral system through district magnitude.]]></p></abstract>
<abstract abstract-type="short" xml:lang="es"><p><![CDATA[Este artículo estudia la fraccionalización en la elección de diputados en Uruguay. En particular analiza su relación con la forma de elección de Representantes en el período 1942-1999. A partir de la discusión de las principales hipótesis sobre los vínculos entre el sistema electoral y el grado de fraccionalización partidaria observado en Uruguay, se propone una estimación de panel -con datos electorales desagregados por partido y circunscripción- en la que se indaga el impacto de la magnitud de la circunscripción y de otras variables relevantes, sobre la fraccionalización electoral. En función de los resultados de la estimación, se analizan las relaciones entre magnitud de la circunscripción, triple voto simultáneo y fraccionalización, y se concluye que ésta se desarrolló dentro de los límites que le impuso el sistema electoral a través de la magnitud de las circunscirpciones.]]></p></abstract>
</article-meta>
</front><body><![CDATA[ <p><font size="4" face="verdana"><B><a name="tx"></a>Election of Representatives    and party fractionalization in Uruguay 1942-1999<a href="#nt"><SUP>*</sup></a></B></font></p>     <p>&nbsp;</p>     <p><font face="Verdana, Arial, Helvetica, sans-serif" size="3"><b>Elecci&oacute;n    de diputados y fraccionalizaci&oacute;n partidaria en Uruguay 1942-1999</b></font></p>     <p>&nbsp;</p>     <p>&nbsp;</p>     <p><font size="2" face="Verdana"><b>Rafael Pi&ntilde;eiro</b></font></p>     <p><font size="2" face="Verdana"> BA in Political Science from University of the    Republic. Assistant Teacher in the degree course of Political Science from University    of the Republic. Assistant Researcher from the Political Science Department,    Faculty of Social Sciences, University of the Republic. (<a href="mailto:rafaelp@adinet.com.uy">rafaelp@adinet.com.uy</a>)</font></p>     <p><font face="Verdana" size="2">Translated by Rafael Pi&ntilde;eiro    <br>   Translation from <b>Revista Uruguaya de Ciencia Pol&iacute;tica</b>, Montevideo,    n.14, p.15-42, 2004.</font></p>     <p>&nbsp;</p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p> <hr size="1" noshade>     <p><font face="Verdana" size="2"><b>ABSTRACT</b></font></p>     <p><font face="Verdana" size="2">This article looks at fractionalization in the    election of members to the Chamber of Deputies in Uruguay. In particular, it    analyzes how this relates to the method of election of Deputies in use during    the period 1942-1999. Starting from a discussion of the main hypotheses regarding    the links between the electoral system and the degree of party fractionalization    that can be observed in Uruguay, it proposes a panel estimate using electoral    data disaggregated by party and constituency - to measure the impact on electoral    fractionalization of district magnitude and other relevant variables. On the    basis of the results of the estimate, the article analyzes the relationship    between district magnitude, the triple simultaneous vote and fractionalization,    and concludes that the latter developed within the limits imposed by the electoral    system through district magnitude.</font></p> <hr size="1" noshade>     <p><font face="Verdana" size="2"><b>RESUMEN</b></font></p>     <p><font face="Verdana" size="2">Este art&iacute;culo estudia la fraccionalizaci&oacute;n    en la elecci&oacute;n de diputados en Uruguay. En particular analiza su relaci&oacute;n    con la forma de elecci&oacute;n de Representantes en el per&iacute;odo 1942-1999.    A partir de la discusi&oacute;n de las principales hip&oacute;tesis sobre los    v&iacute;nculos entre el sistema electoral y el grado de fraccionalizaci&oacute;n    partidaria observado en Uruguay, se propone una estimaci&oacute;n de panel -con    datos electorales desagregados por partido y circunscripci&oacute;n- en la que    se indaga el impacto de la magnitud de la circunscripci&oacute;n y de otras    variables relevantes, sobre la fraccionalizaci&oacute;n electoral. En funci&oacute;n    de los resultados de la estimaci&oacute;n, se analizan las relaciones entre    magnitud de la circunscripci&oacute;n, triple voto simult&aacute;neo y fraccionalizaci&oacute;n,    y se concluye que &eacute;sta se desarroll&oacute; dentro de los l&iacute;mites    que le impuso el sistema electoral a trav&eacute;s de la magnitud de las circunscirpciones.    </font> </p> <hr size="1" noshade>     <p>&nbsp;</p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>1. Introduction </B></font></p>     <p><font size="2" face="Verdana">Uruguay modeled a particular electoral system    during the first half of the XX century. Double simultaneous vote (DSV), established    in 1910, constitutes the cornerstone of this peculiarity that remained unchanged    until the Constitutional Reform of 1996. Like in a mirror game, political parties    generated at the same time, an original fractionalized structure. Consequently,    the interaction of both particularities gave rise to a wide variety of speculations,    both political and academic, on the relationship between DSV and the degree    of fractionalization. </font></p>     <p><font size="2" face="Verdana">The fractionalized structure of Uruguayan political    parties has led governing processes to have the parties as well as their fractions    as a reference. Both share the role of relevant agents in politics and in government.    Therefore, if it is admitted that there is a relationship between the number    of agents in the system and the degree of efficiency of governing processes,    the study of the incentives and restrictions to the formation of new agents    that the electoral system generates is one of crucial importance. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">In this sense, it is reasonable to hypothesize    that systems with a high number of agents generate difficulties and additional    costs to majority formation. The complexity of political negotiation in these    scenarios makes them tend to instability and blockages. Consequently, it is    relevant to evaluate how electoral systems influence on the fragmentation and    fractionalization of party systems. Moreover, it turns the topic into a central    component in the discussion about democratic governability. </font></p>     <p><font size="2" face="Verdana">This paper studies fractionalization in the election    of Representatives in Uruguay. In particular, it analyses its relationship with    the way how Representatives were elected in the period 1942-1999. Considering    the discussion of the main hypotheses about the connection between the electoral    system and the degree of party fractionalization observed in Uruguay, a panel    estimation is proposed -using electoral data diferentiated by party and    electoral district- to find out about the impact of the size of the district    and other relevant variables, on electoral fractionalization. Lastly, the relationship    between the magnitude of the district, triple simultaneous vote and fractionalization    is analyzed. </font></p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>2. Electoral system and party fractionalization    in Uruguay</B></font></p>     <p><font size="2" face="Verdana">The history of theoretical developments on electoral    systems is not recent. But it is not until mid-twentieth century that the first    development which breaks with the tradition and philosophical style imposed    by XIX century's works. The book <I>The political parties, </I>published    in France in 1951 by Maurice Duverger, paved the way for a positive view on    electoral systems. Duverger formulates in his book what is known as "Duverger's    laws". He states that proportional representation and majority systems    with second round elections tend to generate multiparty systems and those with    relative or simple majority lead to bipartdism. </font></p>     <p><font size="2" face="Verdana">In his argument he identifies two effects of    electoral systems: one is mechanical and the other is psychological. The mechanical    factor is connected with the underrepresentation of third parties in simple    majority systems. Whereas the psychological factor is related to the behavior    of voters and politicians. According to Duverger "voters frequently understand    that their votes are wasted if they keep on voting for third parties: and so    there is their natural tendency to cast their vote to the least bad of their    rivals so as to prevent the success of the worst." (1957: 252) The combination    of these two factors in systems of simple majority makes bipartidism last "...against    the division of old parties and the birth of new ones." (1957:254)</font></p>     <p><font size="2" face="Verdana">Duverger's analysis has become a source    of reference for those studies on electoral systems. Further analyses have gone    beyond, contrasted and formalized "Duverger's laws" (Rae 1967;    Riker 1986; Katz 1986; Taagepera and Shugart 1989; Palfrey 1989; Sartori 1992    and 1994; Lijphart 1994; Cox 1997 among others). The effects of proportional    representation and majority systems on the party system have been the axis on    which articulate the most popular hypotheses about the relationship between    electoral system and party system. In this sense, Uruguay has not been an exception.    A singular electoral system and an original organizational structure of parties    stimulated -and still does- diverse explanations and speculations connected    with "Duverger's laws". </font></p>     <p><font size="2" face="Verdana">The system of DSV -that runs in Uruguay    since 1910- is the distinctive feature of the Uruguayan electoral system. It    was implemented to allow internal competition inside the parties and to prevent    them from breaking down at the same time. This mechanism leads to the simultaneity    of the national election and internal election in the parties. Summarizing,    DSV is a kind of preferential intraparty vote, that allows the voter to choose    a party and, at the same time, to make choices inside it. To legislative organs,    this system of vote implies a triple simultaneous vote (TSV), the voter votes    for a party, for a <i>sublema<a name="tx01"></a></i><a href="#nt01"><sup>1</sup></a>    within that party and, lastly, for a list within that <i>sublema</i>.<a name="tx02"></a><a href="#nt02"><sup>2</sup></a></font></p>     <p><font size="2" face="Verdana">The combination of the system of DSV and proportional    representation -for the election of the Senate and the House of Representatives-    has led an important part of the Uruguayan academy (P&eacute;rez P&eacute;rez    1970; Rial 1985; Gonz&aacute;lez 1991) to relate the electoral system with the    fractionalized structure of the parties. According to the view of these authors,    the couple DSV-PR appears to be responsible for a high and growing fractionalization.</font></p>     <p><font size="2" face="Verdana">Without too much empirical worry, but with a    refined theoretical argument, Rial's point of view (1985) and mainly Gonz&aacute;lez's    (1991) could build strong academic consensus. DSV and PR were deemed guilty    of that -supposedly- high and growing fractionalization. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">Nowadays the fractionalized nature of the Uruguayan    parties is not subject to discussion, but there is a discussion concerning the    levels of fractionalization and their evolution. Academic debate opposes those    who -after having observed the evolution of electoral supply- state that    party fractionalization in Uruguay is high and it tends to grow; to those who    -when centering their attention in the number of relevant agents- qualify    it as moderate and stable. This disagreement finds its grounds on methodological    and theoretical differences. Even though both are important, the first are central    because they summarize the theoretical. How and where to look at fractionalization    are the basis to this methodological disagreement. </font></p>     <p><font size="2" face="Verdana">Vernazza (1989), Gonz&aacute;lez (1991) and Monestier    (1999) are the most representative works of the authors who support the idea    of a high and growing fractionalization. To them the phenomenon is observed    in the great and growing number of lists for the election of Representatives<a name="tx03"></a><a href="#nt03"><sup>3</sup></a>    proposed by the three main parties. Their hypothesis places the electoral system    as the cause of fractionalization and proportional representation. More specifically,    Gonz&aacute;lez suggests that "...double simultaneous vote is the active    principle which enhances fractionalization and proportional representation is    the facilitator because -as it offers more prizes- it reduces the expected    cost of competition." (1991: 21)</font></p>     <p><font size="2" face="Verdana">Following Gonz&aacute;lez (1991), DSV allows    many candidates, associated without losing electoral independence, to compete    for the same posts without wasting votes. Within this reasoning, the emergence    of challengers is not penalized, on the contrary, it is fostered. PR acts facilitating    the emergence of lists to the House of Representatives, as it is not necessary    to obtain the first place to have a seat at Parliament.<a name="tx04"></a><a href="#nt04"><sup>4</sup></a></font></p>     <p><font size="2" face="Verdana">From a radically different perspective Buquet,    Chasquetti and Moraes (1998) and Buquet (2000) propose appreciating the phenomenon    considering the analysis of the number of relevant agents in governing processes.    On the other hand, they observe partisan agents of relevance at the national    level, more precisely, the lists to Senate. Given that they assume it is not    the size of the electoral offer what determines the number of fractions, they    use the indicator proposed by Laakso and Taagepera (1979) to determine the real    number of agents in a system. When pondering lists to the Senate by their electoral    weigh they obtain what they call the effective number of electoral fractions.    Through the use of this indicator, they find out that Uruguayan party fractionalization    is moderate and it does not have a systematic tendency to grow.<a name="tx05"></a><a href="#nt05"><sup>5</sup></a>    According to Buquet et al. (1998), the use of the system of simple majority    to the Presidency election, both among parties and inside them, generates an    ordering effect on the lists to the Senate maintaining a reduced effective number    of those. (1998:26)</font></p>     <p><font size="2" face="Verdana">Those who work with electoral offer criticize    the analysis of Buquet et al. (1998) because it worries only about lists to    the Senate. Monestier states that "this reduces a reality of growing fractionalization    that is expressed in the election of Representatives" (1999: 51). At the    same time Buquet (2000) argues that when looking at the rise in the number of    lists there is an "optical illusion". Despite the fact that the number    of lists presented increases, those who have access to Parliament do not register    such rise. </font></p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>3. Election of Representatives and party fractionalization    </B></font></p>     <p><font size="2" face="Verdana"><B>3.1. Electoral fractionalization of Representatives    </B></font></p>     <p><font size="2" face="Verdana">May be the study of electoral fractionalization    of Representatives tells us little about party fractionalization at the national    level. However, it gives us a lot of information to understand the election    of Representatives and its link with parliamentary fractionalization. At the    same time, it offers us a good opportunity to contrast the hypotheses in the    work of Vernazza (1988), Gonz&aacute;lez (1991) and Monestier (1999) and to    suggest some alternatives to their explanation of this phenomenon. </font></p>     <p><font size="2" face="Verdana">From a variety of formulations of the hypothesis    that places the electoral system as the cause of a high and growing fractionalization,    the proposed by Gonz&aacute;lez (1991: 21) and contrasted afterwards by Monestier    (1999) is the one that has been most spread, due to the strength of the statement    and its theoretical refinement. </font></p>     ]]></body>
<body><![CDATA[<blockquote>        <p><font size="2" face="Verdana">"Fractionalization appears, therefore,      as a result of DSV and PR. These two elements do not play, however, the same      role: the DSV is the active principle which impulses fractionalization, and      PR is the facilitating condition - because as it offers more prizes      it reduces the expected cost of competition." (Gonz&aacute;lez 1991:      21)</font></p> </blockquote>     <p><font size="2" face="Verdana">The formulation of this proposition deserves    some critiques. First, the election of Representatives was ruled by TSV and    not by DSV<a name="tx06"></a><a href="#nt06"><sup>6</sup></a>. Botinelli (1991:    3), when making a synthesis of the main components of the electoral system,    mentions: "Triple simultaneous vote for parliament". Later we will    deal with the different effects associated to each of them. </font></p>     <p><font size="2" face="Verdana">A second critique, is the one already made by    Buquet (1998: 24) about the difference between the role of active principle    associated to DSV and the one of facilitating condition given to PR. The roles    of the independent variables seem to be reversed in this hypothesis. It is logical    to think that what promotes fractionalization is PR, because theory associates    it with a greater fragmentation<a name="tx07"></a><a href="#nt07"><sup>7</sup></a>.    Whereas DSV is only what allows fractionalization to exist. </font></p>     <p><font size="2" face="Verdana">The third objection and undoubtedly the most    important, is that it is difficult to think that the election of Representatives    is proportional inside the parties. Even though the formula D'Hondt to allocate    seats at Parliament allows proportionality, the reduced magnitude<a name="tx08"></a><a href="#nt08"><sup>8</sup></a>    of the majority of the electoral districts seems not to do it. Only big districts    like Montevideo and Canelones allow acceptable levels of proportionality. Buquet    (1998: 28) states that "the magnitude of the district is smaller when referring    to fractions than to parties, the proportionality applied to appoint legislative    posts among party fractions presents a relevant distortion and therefore, the    stimulus to its reproduction is very little."</font></p>     <p><font size="2" face="Verdana">To these three objections to Gonz&aacute;lez's    (1989) hypothesis has to be added the one that refers to its way of contrasting.    As it will be shown later -when discussing the ways to operationalize    the concept of fractionalization- the indicators used to measure electoral fractionalization    in the work of Vernazza (1989) and Monestier (1999) present important limitations.    In this sense, to pay attention to the evolution of electoral offer and to the    number of ballots that obtain less than 0,1% of the electorate and more than    0,5%, not necessarily allows us to observe the degree of concentration of votes.    </font></p>     <p><font size="2" face="Verdana">Stated the problems of Gonz&aacute;lez's    (1989) hypothesis, it seems necessary to work on its reformulation to be able    to have a better understanding of the process of electoral fractionalization    in the election of Representatives. Consequently, we inquire into the influence    of the magnitude of the district on the effective number of lists. At the same    time, the existence of a relationship between electoral offer and effective    number of lists is analyzed; and the empirical relevance of the hypothesis which    states that given the electoral system that ruled until 1994, the simple course    of time would lead to a permanent rise in the degree of fractionalization of    the main political parties, will be analyzed. </font></p>     <p><font size="2" face="Verdana"><B>3.2. The methodological problem of measuring    fractionalization</B></font></p>     <p><font size="2" face="Verdana">The number of parties (or fractions) is the most    relevant variable in the studies about party systems. That is why its operationalization    constitutes an important methodological challenge to empirical Works. Specifically,    the methodological problem is how to count the number of relevant agents, or    what is the same, how to measure fragmentation and fractionalization. </font></p>     <p><font size="2" face="Verdana">One of the ways of working with this problem    is by considering without distinction all those who take part in an election,    without establishing any criteria that allows to discriminate the agents according    to their relevance. This methodological option is, up to a certain extent, the    one made in the works of Monestier (1999) and Vernazza (1989), in the sense    that they simply count the number of lists -in the case of Monestier-    and the number of ballots -in the case of Vernazza- that take part in    the election. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">Additionally, both Vernazza (1989) and Monestier    (1999) use another indicator to state the existence of a growing fractionalization.    They add to the analysis of the evolution of electoral offer (national and by    district), the study of the electoral performance of "big" and "small"    ballots. Even though Vernazza presents an important variety of charts investigating    the electoral evolution of the diverse ballots, the majority of these have the    same problems of the indicator presented by Monestier<a name="tx09"></a><a href="#nt09"><sup>9</sup></a>    (1999: 65).</font></p>     <p><font size="2" face="Verdana">The first critique that can be made to these    works is that the simple evolution of the offer not necessarily indicates the    degree of fractionalization in the election of Representatives. That is to say,    even when offer rises, if the votes are concentrated in the bigger lists, offer    and fractionalization do not have to be associated. </font></p>     <p><font size="2" face="Verdana">To complement the analysis of the evolution of    offer, these authors add indicators of the electoral performance of ballots.    In this sense, Monestier pays attention to "the evolution in the percentage    of ballots that received in each election... a quantity of votes above 0,5%    of the total and below 0,1% of the total votes" (1999: 65). In Graphic    6 of Monestier's (1999) work the results of the estimations of that indicator    are presented; in that, the percentage of sheets with more than 0,5% of votes    decreases systematically between 1954 and 1989 (from 31% to 4%), at the same    time, the percentage of ballots with less than 0,1% rises from 25% in 1954 to    78% in 1994.</font></p>     <p><font size="2" face="Verdana">Even though these results seem at first sight    obvious; we have to take into consideration that this indicator presents three    problems that make it practically useless. First, it is concerned with ballots    and not with lists<a name="tx10"></a><a href="#nt10"><sup>10</sup></a>. In this    sense, a list that has been presented in two ballots and, for example, has received    in each of them 0,4% of the total electorate, will not be registered as groups    that have obtained more than 0,5 %, when in fact this list obtained 0,8% of    votes. As an example would be useful the case of Otto Fern&aacute;ndez, who    was the first in a list for Representatives of the Partido Colorado (PC) in    the district of Artigas in the election of 1966. Fern&aacute;ndez's list    had 0,6% of the total votes, but divided in tour sheets (14, 20, 315 and 1115).    None of them reached 0,5 % and there was one below 0,1%. This way, even when    Fernandez's list should be among those who had more than 0,5% it was not    registered that way, even worse, one of its sheets (20) with only 0,04 % would    be added up to the percentage of sheets with less than 0,1 % of the total votes.    </font></p>     <p><font size="2" face="Verdana">The second problem of this way of observing fractionalization    is that it takes data at the national level, and it does not discriminate by    electoral district or party. Thus, important lists in electoral districts with    little number of voters are underestimated and at the same time, small lists    of districts with an important quantity of voters are overestimated. Together    with this, it is not considered the electoral weigh of the party which the different    lists belong to. This way, two lists with the same percentage of votes out of    the total votes of their parties, could be catalogued differently according    to the weigh of their party in the total electorate. Both lists, despite having    the same relevance to their parties, would not be counted in the same way. A    clear example of the relevance of the relative weigh is set by the cases of    the list of Carlos Flores Mora, from PC in Montevideo, and the one of Arturo    Cuevas C&aacute;ceres, from the same party in the district of Flores in the    election of 1971. Carlos Flores Mora's list had 9.120 votes, only 3,28%    of PC in Montevideo and 0,55 % out of the total votes. On the other hand, Arturo    Cuevas C&aacute;ceres's list obtained 3.716 votes in Flores, which was    50,96 % of the votes from PC in that district, but only 0,22 % out of the total    votes at the national level. In this case, a little list from PC in Montevideo    would be among the ones that have more than 0,5% and another one, that has more    than a half of the votes of PC in Flores would not. </font></p>     <p><font size="2" face="Verdana">The third problem, and may be the most serious,    is that the method used does not say anything about the evolution of big lists.    The rise in the percentage of sheets with less than 0,1% of the electorate and    concentration of votes in bigger lists are not incompatible processes. If this    concentration happened, even if the percentage of lists with less than 0,1%    was higher, vote dispersion should diminish. </font></p>     <p><font size="2" face="Verdana">A somehow different attempt is the one made by    Pablo Mieres (1996: 52-53), when measuring fractionalization paying attention    to the percentage of votes received by the four main agents -in this case,    lists to Senate- of the party system.<a name="tx11"></a><a href="#nt11"><sup>11</sup></a>    This indicator is closer, more than the ones used by Monestier and Vernazza,    to measuring vote concentration. However, it has two problems. On the one hand,    it measures it in bulk, as it sets aside the distribution of votes among small    agents. On the other hand, and more important, this indicator is affected by    the rise of fragmentation in the system. In this sense, when considering the    four main lists of the system and not of each party, the reduction in the percentage    of votes these four lists to the Senate in Uruguay present -between the    election of 1971 and 1994 - is the result of the growth in number of parties    and not fractions. For example, if we consider the performance of the four main    lists to Representatives in Florida in the year 1966 and then in 1994, we will    see that they accumulated 50,5% of the total valid votes from the district in    1966 and 43,7% in 1994. The conclusion that is drawn, using the reasoning of    Mieres, is the growth in fractionalization in this district. But if we look    at the percentage that accumulate the first four lists of PN and PC within the    parties in those two elections in Florida, we will see that: in the PC they    obtain 78,6% in 1966and 77,9% in 1994 and in the PN 80,3 % and 87,1% respectively.    This indicates that the fractionalization of PC remained unchanged and it diminished    noticeably in PN. This apparent contradiction -if we consider the lists    related to the total electorate o to the party's electorate-, is caused    by the reduction in the percentage of votes collected by PC (from 45,2% in 1966    to 38,8% in 1994) and by PN (from 51,5% in 1966 to 38,4% in 1994) due to the    appearance of FA. To conclude, the way to measure fractionalization used by    Mieres (1996) is no longer useful, given its sensitivity to variation in the    number of parties; in other words, to the rise in the system's fragmentation.    </font></p>     <p><font size="2" face="Verdana">The problems of the methodological options made    by Vernazza (1991), Monestier (1999) and Mieres (1996) have been overcome by    comparative works on the topic. In this sense, Sartori (1992: 154-455) suggests    two rules to count parties. The first, determines that small parties without    "possibilities of coalition" are not taken into account. The second,    imposes the need to discard parties without "possibilities to blackmail".    Even though the concept of "coalition" is obvious, it is not the same    with the concept of "blackmail". The latter, refers to how the appearance    or existence of a party alters competition within the system (for example, from    centripetal to centrifugal, in terms of sartorian typology). </font></p>     <p><font size="2" face="Verdana"> With the same worry as Sartori -how    to count relevant actors-, Rae proposes an indicator of party system fragmentation    (<I>Fr</I>). This one, ponders parties by their own electoral weigh:<a name="tx12"></a><a href="#nt12"><sup>12</sup></a></font></p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03img01.gif"></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana"> It is calculated by accumulating the square    root of the proportions <I>p<SUB>i</sub></I> (of votes or parliamentaries) of    the <I>i</I> = 1, ..., <I>n</I> parties of the system and then subtracted    from 1. Rae's indicator varies between 0 and 1, being 0 the value of maximum    concentration and 1 the value of maximum dispersion. This measure is no other    than Herfindahl's, used by economists, to calculate the concentration    of market supply.<a name="tx13"></a><a href="#nt13"><sup>13</sup></a> </font></p>     <p><font size="2" face="Verdana"> Markku Laakso and Rein Taagepera (1979) proposed    to change this index to make it intuitively more comprehensible. That is why,    the effective number (<I>ENF</I>) divides one, instead of subtracting, the addition    of the square root of the proportions:</font></p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03img02.gif"></p>     <p><font size="2" face="Verdana">This effective number no longer varies between    0 and 1 but it shows, as Taagepera &amp; Shugart (1989: 79) suggest, "...    (a) number of hypothetical equal-sized parties that would have the same effect    on fractionalization of the party system as heve the actual parties of varying    sizes.". For example, a system where two parties divide the total electorate    in equal parts (0,5 - 0,5), would obtain a <I>ENF</I> equal to 2.</font></p>     <p><font size="2" face="Verdana">The effective number has a series of features    -the same as Rae's index and therefore Herfindal's<a name="tx14"></a><a href="#nt14"><sup>14</sup></a>-    that make it valuable. First, it is an independent value from the size of the    system where it is measured. This allows us to compare without dimension bias.    Secondly, the effective number varies with a change in any <I>p<SUB>i</sub></I>,    decreasing when the participation of a big agent increases due to the fall of    a small one and vice versa. Last, the fusion of big agents does not increase    <I>ENF</I>. </font></p>     <p><font size="2" face="Verdana">From the three options -to count all the    agents equally, using Sartori's rules or applying the effective number-    using Laakso and Taagepera's index (1979) seems to be the correct choice.    First, it provides more information than just the number of agents. Second,    it is easier to apply than Sartori's rules (we only have to know the electoral    results) and it gives less room for the researcher's subjectivity (we    must not evaluate the possibilities of blackmail of minor parties). Last, the    effective number of parties is the measure mostly used to count relevant agents    in comparative studies. </font></p>     <p><font size="2" face="Verdana">However, the choice of this indicator implies    an important judgement that has to be made explicit. On the one hand, in connection    with the mere count of agents, it implies, as we saw, an important ponder of    the biggest in detriment of the smallest. But, at the same time, the effective    number, when using the measure of Herfindahl instead of another one like the    one of entropy,<a name="tx15"></a><a href="#nt15"><sup>15</sup></a> takes into    account the upper part of the distribution of agents reducing the influence    of the total number of these (see, <a href="#tab01">Table 1</a>)</font></p>     <p><a name="tab01"></a></p>     <p>&nbsp;</p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03tab01.gif"></p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p>     <p><font size="2" face="Verdana"><a href="#tab01">Table 1</a> presents the results    of three indexes -number of agents (<I>N</I>), effective number calculated    through <I>ENF</I> and effective number calculated with the entropy index (<I>ENF<SUB>(e)</sub></I>)-    for four distributions of percentage of votes among five parties or electoral    agents. </font></p>     <p><font size="2" face="Verdana">The first thing we have to observe is that <I>N</I>    is not subject to the variation of vote distributions. Therefore, to <I>N</I>    the four cases are the same, even though they are very different. Besides, <I>ENF</I>    as well as <I>ENF<SUB>(e)</sub></I> vary for each distribution. In the first,    both indicators present a value of five effective agents owing to the fact that    they all have the same ponder. In the remaining three, the <I>ENF<SUB>(e)</sub></I>    is always higher than <I>ENF</I>, because when the index is calculated using    the logarithms of the proportions, instead of their square root, rises in this    the weigh of the smaller ones. Anyway, both measures are close to the number    of relevant agents that we can intuitively infer.</font></p>     <p><font size="2" face="Verdana">To sum up, the <I>ENF</I> of lists, measured    in each of the districts within each party to each election, seems a trustworthy    index of the degree of electoral fractionalization in the election of Representatives.    Besides, due to its characteristics, allows us to compare without biases among    the different cases. </font></p>     <p><font size="2" face="Verdana"><B>3.3. Proportional representation and magnitude    of the district</B></font></p>     <p><font size="2" face="Verdana">Comparative studies about electoral systems highlight    the determining role of the magnitude of the district in the levels of proportionality.    Arend Lijphart (1995) considers that the magnitude of the district represents    a central component of what he calls effective threshold and says that "    the general rule is that the effective threshold is the almost only and most    important variable" (1995: 166). In the same way, Taagepera &amp; Shugart    (1989: 112) state that <I>"... magnitude is the decisive factor: the number    of seats allocated in an electoral district has a stronger impact on proportionality    than almost any other factor..."</I> </font></p>     <p><font size="2" face="Verdana">Besides, there is academic consensus about the    fact that proportionality is connected, not only with the way of allocating,    but mainly with the magnitude of the district. Therefore, to talk about proportionality    of an electoral system, it is not enough with establishing that seats are distributed    proportionally among parties. Even when they are distributed using D'Hondt formula    (or any other that accepts proportionality) in the districts where two seats    are distributed, it is difficult to have proportionality. Moreover, in uninominal    districts, even though the formula of allocation is proportional, it will work    as simple majority.<a name="tx16"></a><a href="#nt16"><sup>16</sup></a> </font></p>     <p><font size="2" face="Verdana">If we remember "Duverger's laws",    the magnitude of the district turns into an important variable to explain fractionalization.    In other words, we should expect that in districts of greater magnitude, those    who admit a greater degree of proportionality, there would be a high number    of lists; on the contrary, in districts of a small magnitude, there would be    lower values of fractionalization. </font></p>     <p><font size="2" face="Verdana">It seems important, then, to define effectively    the magnitudes of the districts where Representatives are chosen in the parties.    Within the <I>lemas </I>competition for seats, first among <I>sublemas </I>and    then among lists of <I>sublemas</I>, takes place in the department district.    This allows us to think that the magnitude of the district (<I>M</I>), where    <I>sublemas </I>and lists compete, will be determined by the number of seats    obtained by the party in the department. For example, in 1954 the magnitude    of the district in the election of Representatives of the Partido Nacional (PN)    was twelve in Montevideo, four in Canelones, two in Cerro Largo and one in Paysand&uacute;    (these magnitudes correspond to the number of seats obtained in those departments    by the PN).</font></p>     <p><font size="2" face="Verdana"><B>3.4. Electoral offer, temporal inertia,    the Governor's party and the President's </B></font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">Together with the magnitude of the district it    seems interesting to incorporate to our study other variables that can help    to explain the phenomenon of electoral fractionalization. In this sense, we    will introduce the electoral offer, temporal inertia and belonging to the Governor    and the President's party. Even though these variables are not as important    as the magnitude of the district, we include them to discard or confirm some    ideas that have been traditionally considered, in the Uruguayan academy, with    regard to the phenomenon of fractionalization. </font></p>     <p><font size="2" face="Verdana">The electoral offer has been used in Uruguay    as an indicator of fractionalization. In our work, we will invert this role    and we will place the number of lists as explicative variable. That is to say,    we will try to find out if the number of lists (<I>NL</I>) has influence on    their effective number of these (<I>ENL)</I>.</font></p>     <p><font size="2" face="Verdana">In theory, offer and fractionalization do not    have to be associated. The concentration of votes should not necessarily diminish    just by the fact of the rise in the electoral offer or vice versa. Not all the    electoral agents that offer their candidatures have the objective of competing    effectively for seats<a name="tx17"></a><a href="#nt17"><sup>17</sup></a>. At    the same time, not all those who want to compete effectively for them, obtain    a satisfactory answer from the electorate. Summarizing, even though the increase    in the number of lists presented to an election can have influence in the number    of relevant agents, not necessarily has to do it. </font></p>     <p><font size="2" face="Verdana">Anyway, to investigate about the effects of the    increase in offer over electoral fractionalization is an aspect that should    not be left aside. The number of lists (<I>NL</I>), defined as the quantity    of lists presented by a party in each district, can be part of the history of    electoral fractionalization. </font></p>     <p><font size="2" face="Verdana">Frequently, it has been argued that fractionalization    in Uruguayan parties has been rising. This idea is based on the rise, practically    steady, in the number of lists presented by the parties election alter election.    However, there are no works that study systematically the effect of the course    of time, on the offer and electoral fractionalization. For that reason, we have    decided to incorporate, to the estimated models, a tendency term, with the purpose    of finding out about its effects on electoral fractionalization. In this sense,    we will investigate about the existence of a phenomenon of inertia that makes    the degree of fractionalization grow continuously and permanently along the    time. This kind of effect is evaluated in estimations including in the models    a tendential temporal term <I>(TIEMPO</I>). </font></p>     <p><font size="2" face="Verdana">The same as with electoral offer, there is no    reason to think that the course of time and electoral fractionalization are    positively associated. However, it does not seem appropriate to discard <I>a    priori</I> this kind of hypothesis. In other words, it is reasonable to evaluate    empirically the existence of an inertial effect of the system on fractionalization.    </font></p>     <p><font size="2" face="Verdana">Lastly, there are two more variables: membership    of the Governor's party <I>(INT)</I> and of the President's <I>(PRES).</I>    This way, we try to ask if the fact of being a member of the party which holds    the Town Hall and/or the Presidency, when election is being held, has any impact    on the effective number of lists. Both are dichotomic variables (<I>dummy</I>)    which reach the value of 1 when the list considered belongs to the <I>lema</I>    of the Governor or President, respectively, and 0 when they do not. </font></p>     <p><font size="2" face="Verdana"><B>3.5. Double and triple simultaneous vote</B></font></p>     <p><font size="2" face="Verdana">The mechanism of DSV has a close relationship    with fractionalization. Without it, as a system of preferential intraparty vote,    parties would not have the possibility of presenting more than one list to Representatives    in each district. Therefore, there would not be any electoral fractionalization.    However, something different is to say that it promotes or stimulates electoral    fractionalization. There is no reason to think that double or triple simultaneous    vote fosters a chaotic growth in the effective number of lists. </font></p>     <p><font size="2" face="Verdana">The TSV, differently from the double, allows    different lists to make a group and form a <I>sublema. </I>The rise in these    two levels of competition -first there is a fight among <I>sublemas</I>    and then among the lists of the <I>sublema</I>- makes possible a greater degree    of electoral fractionalization, but it need not be the cause of a continuous    growth of it. It can be said that TSV is for <I>sublemas</I>, what DSV is for    the <I>lema</I>. Further on, we will consider the effects of the DSV and TSV.<a name="tx18"></a><a href="#nt18"><sup>18</sup></a></font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana"><B>3.6. Data and unit of analysis</B></font></p>     <p><font size="2" face="Verdana">Competition inside parties -among <I>sublemas</I>    first and among lists later- happens at the level of department. Consequently,    to appreciate the phenomenon of electoral fractionalization in Representatives,    we have to analyze what happens in each party in each of the nineteen departmental    districts. It is pointless to consider the aggregate values of the national    election, the empirical evidence needed to evaluate the hypotheses that interest    us, can be found in the data of the districts.<a name="tx19"></a><a href="#nt19"><sup>19</sup></a></font></p>     <p><font size="2" face="Verdana">For that reason, our units of analysis will be    the national election in each party in each of the nineteen districts. The parties    that count for our study are the Partido Colorado (PC), the Partido Nacional    PN) and the Frente Amplio (FA). If we considered smaller parties, which generally    present only one list to Representatives in each department would alter the    results. These small parties, even though they have been able to choose national    representatives, have not presented relevant processes of fractionalization.    </font></p>     <p><font size="2" face="Verdana">The period we will analyze involves twelve national    elections (1942, 1946, 1950, 1954, 1958, 1962, 1966, 1971, 1984, 1989, 1994    and 1999). That the series begins in 1942 is not arbitrary, because between    1942 and 1994, though with minor variations, there was the same electoral system.    The incorporation of the election of 1999, is connected with the fact that it    is the first to be held under the new electoral system passed in the constitutional    reform of 1996.<a name="tx20"></a><a href="#nt20"><sup>20</sup></a> On the other    hand, given the fact that FA appeared in 1971 election, for this party there    are no values in the period 1942-1966. Summarizing, the work uses 516 different    cases. </font></p>     <p><font size="2" face="Verdana"><B>3.7. Methodological outlines</B></font></p>     <p><font size="2" face="Verdana">The methodological perspective that is followed    in this part of the article is based on the estimation of econometric models    of panel data considering information on the electoral offer and the results    obtained by PC, PN and FA in the elections between 1942 y 1994. In the methodological    anexus the procedure of estimation considered is described. The empirical analysis    is carried out in two phases. </font></p>     <p><font size="2" face="Verdana">In the first are analyzed the determiners of    the degree of fractionalization in each party, in each district, represented    by the effective number of lists (<I>ENL<SUB>ijt</sub></I>). To begin, explanatory    variables of the behavior of <I>ENL<SUB>ijt</sub></I> contain information that    allows us to contrast the different hypotheses used in the literature about    this topic. This way, the electoral offer is considered (<I>NL<SUB>ijt</sub></I>)    as well as the magnitude of the district for the party (<I>M<SUB>ijt</sub></I>),    the inertia of the system represented by a simple temporal tendency (<I>TIEMPO<SUB>t</sub></I>)    and the two dichotomic variables that indicate the membership of the Governor    (<I>INT<SUB>it</sub></I>) and the President (<I>PRES<SUB>jt</sub></I>) to the    party that is considered. </font></p>     <p><font size="2" face="Verdana">In the second part the determiners of electoral    offer in each party <I>NL<SUB>ijt</sub></I> are analyzed. In this case are considered    as explanatory variables <I>M<SUB>ijt </SUB>,TIEMPO<SUB>t</sub>, INT<SUB>it</sub></I>    and <I>PRES<SUB>jt</sub></I>.. </font></p>     <p><font size="2" face="Verdana">In both phases, and as it is usual in the estimation    of models of panel data the relevance of including in the model variables that    collect fixed specific effects is analyzed (in this case for each department).</font></p>     <p><font size="2" face="Verdana"><B>3.8. Data analysis<a name="tx21"></a><a href="#nt21"><sup>21</sup></a></B></font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">Among the explanatory variables considered in    both phases, the one of greater theoretical relevance is the magnitude of the    district, given its influence on the number of competitors in the system and    on proportionality. The remaining variables are included in the estimations    because they are directly related to explanations and speculations about the    electoral system and the electoral fractionalization in the election of Representatives    in Uruguay.</font></p>     <p><font size="2" face="Verdana">Specifically, four estimations were carried out,    one for each of the three parties and another one that was analyzed together    with the information of all traditional parties (PC and PN). To PC and PN, separately    and together, estimations were made for the period 1942-1994. To FA, the period    considered is 1971-1994. </font></p>     <p><font size="2" face="Verdana">Additionally, there were estimations in models    where the observations of the departments of Montevideo and Canelones were excluded    to avoid distortions that could introduce, in the aggregate analysis, the two    biggest districts, that is to say the departments where <I>M<SUB>ijt</SUB> </I>is    highly above the rest. </font></p>     <p><font size="2" face="Verdana">A summary of the sign of the estimated effects    and of the level of relevance of those is presented in <a href="#tab02">Table    2</a>.</font></p>     <p><a name="tab02"></a></p>     <p>&nbsp;</p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03tab02.gif"></p>     <p>&nbsp;</p>     <p><font size="2" face="Verdana">The estimations made show that in the case of    PC the degree of fractionalization observed is directly related to the behavior    of the electoral offer, that is, with the number of lists <I>NL</I>. In the    PN it is observed that, apart from electoral offer, there are two other factors    that have influence on the degree of fractionalization. In particular, it is    found out that the tendency term has a statistically relevant and positive effect,    which indicates that throughout the time there has been a growing fractionalization    in this party. At the same time, the results of estimations indicate that the    <I>ENL </I>of PN rises in the elections were the Executive was held by a member    of that party. Last, it is important to highlight that the effect of the magnitude    of the district (<I>M</I>) is statistically relevant, but it presents a sign    that is opposite to the one that was expected. </font></p>     <p><font size="2" face="Verdana">So as to interpret the evidence corresponding    to the opposite sign to the expected one in the relation between <I>M</I> and    <I>ENL</I> in the PN, the analysis was extended in two directions. On the one    hand, new estimations were made excluding the observations corresponding to    the two major districts (Montevideo and Canelones). On the other, the behavior    of PC and PN were analyzed together.</font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">The new results -when estimating without    Montevideo and Canelones- show, firstly, that the effect of the magnitude on    the degree of fractionalization in the PN is not relevant. Secondly, it is seen    that the tendency term is no longer relevant. The confluence of both results    indicates that there is an important heterogeneousness between the behavior    of electoral fractionalization of the PN in Montevideo and Canelones in comparison    with what was observed in the rest of the departments of the country. </font></p>     <p><font size="2" face="Verdana">On their part, the estimations made for the PC    and PN together, indicate that all the variables included in the model, except    for the magnitude of the district (<I>M</I>), are statistically relevant and    their effects have the expected signs. The main conclusion that comes from joint    estimations is that in the level of traditional parties, the behavior of the    degree of fractionalization depends on multiple factors and no direct influence    of the magnitude of the district on the <I>ENL </I>is registered. </font></p>     <p><font size="2" face="Verdana">The estimations for FA confirm the relevance    of electoral offer in the evolution of the degree of fractionalization. On the    contrary, the results show that the magnitude of the district has an effect    contrary to the expected. Notwithstanding, when excluding the estimations, the    data that belong to Montevideo and Canelones, the variable <I>M </I>loses relevance.    In this case, it is observed that, the same as with the case of PN, there are    differences of behavior in Montevideo and Canelones, compared to the rest of    the country.<a name="tx22"></a><a href="#nt22"><sup>22</sup></a> </font></p>     <p><font size="2" face="Verdana">Synthesizing, the evidence that comes from the    estimations made, diminishes the importance of a linear and positive relationship    between <I>M</I> and <I>ENL</I> as "Duverger's rules" stated.    This does not mean that the study of this relation has no sense. We will deal    with it further on, when trying to redefine the role of the magnitude of the    district in the degree of fractionalization. </font></p>     <p><font size="2" face="Verdana">Discarded the effect of belonging to the party    of the Governor as a relevant variable and made relative the impact of time,    the magnitude of the district and the belonging to the party of the president,    we still have to define the role of the <I>NL</I> as independent variable. <I>NL</I>    is the only variable that has been statistically significant in all the estimations    presented before. Moreover, in the case of PC, <I>NL</I> ended up being the    only variable with significant effects on the behavior of the degree of fractionalization.    Joined to this, the direction of the relation is the same to all three lemas    and tells us that the increase in the number of lists affects positively the    effective number of them. Consequently, the electoral offer and its evolution    play an important role in the explanation of the phenomenon of electoral fractionalization.    </font></p>     <p><font size="2" face="Verdana">It seems, then, necessary to study the factors    that affect the electoral offer <I>NL</I> to have a better understanding of    electoral fractionalization. To do this, we copy the panel estimations but we    substitute, in this case, <I>ENL</I> by <I>NL</I> as independent variable. <a href="#tab03">Table    3</a> shows the significant variables for the four regions. </font></p>     <p><a name="tab03"></a></p>     <p>&nbsp;</p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03tab03.gif"></p>     <p>&nbsp;</p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">The results of estimations show that the number    of lists is a growing-function of <I>TIEMPO, M</I> and<I> PRES</I>, except for    the case of PC, where the behavior of electoral offer is associated fundamentally    to the tendency term. In this sense, the explanation to the phenomenon of electoral    offer in the election of Representatives is simpler than the one of fractionalization.    </font></p>     <p><font size="2" face="Verdana">On the one hand, electoral offer has expanded    along the time for the three parties. As it was suggested by the authors who    have dealt with this matter, <I>NL</I> has a growing character which can be    represented by a growing tendency in each of the three lemas. On the other,    the magnitude of the district is also positively associated with <I>NL</I>.    This shows the existence of a strategic behavior of political agents. That is,    the psychological effect proposed in "Duverger's laws", associates    positively <I>M</I> with <I>NL</I>. In bigger districts, more lists have possibilities    of obtaining votes and up to a certain extent, seats, whereas for the small    ones, these possibilities are reduced. </font></p>     <p><font size="2" face="Verdana">Last, for PC and PN, the membership of the president    to the party acts expanding the number of lists that take part in the election.<a name="tx23"></a><a href="#nt23"><sup>23</sup></a>    This fact can be the consequence of the possibility of using clientelistic resources    with electoral objectives, which involves the performance of the national government.    Along with Vernazza (1989) and Aguiar's (1984) speculations, we could    say that the parties which hola national government increase their possibilities    of recruiting electoral agents through the use of clientelistic resources. </font></p>     <p><font size="2" face="Verdana">From the analysis of the electoral offer, we    can obtain a more complete panorama of the way how the process of electoral    fractionalization develops. In order to simplify the description, we will concentrate    on two stylized representations (models) that emerge from empirical estimations<a name="tx24"></a><a href="#nt24"><sup>24</sup></a>    -one for FA and another one for PC and PN together<a name="tx25"></a><a href="#nt25"><sup>25</sup></a>-    that can represent the differentiating features that the process of fractionalization    presents among the different parties. </font></p>     <p><font size="2" face="Verdana">The model that represents the process of electoral    fractionalization in FA is presented in Figure 1. Despite the fact that <I>TIEMPO</I>    and <I>M</I> have a negative effect (direct) on <I>ENL</I>, these variables    have a positive impact on <I>NL</I>, variable that, at the same time, has a    positive effect (indirect) on the effective number of lists. Consequently, even    though the electoral offer of FA grows in time and with the magnitude of the    district, the relationship of <I>TIEMPO</I> and <I>M</I> with the effective    number of lists is ambiguous, because it opposes direct and indirect effects    of opposite sing. </font></p>     <p align="center"><font size="2" face="Verdana"><B>Insert Figure 1 Pi&ntilde;eiro    (Model Frente Amplio)</B></font></p>     <p><font size="2" face="Verdana">The model that corresponds to PC and PN (together)    that is presented in Figure 2 is more interesting. For the traditional parties    (PC and PN), the temporal effects and the magnitude of the district appear more    clearly defined. There are no doubts that the effective number of lists increments    throughout the time, not only due to its direct impact, but also through their    indirect effect on electoral offer (<I>NL</I>). In a similar way, the magnitude    of the district is positively associated to the <I>ENL,</I> through the <I>NL</I>.    In this sense, the biggest districts, apart from registering a greater quantity    of lists they also have greater electoral fractionalization. </font></p>     <p align="center"><font size="2" face="Verdana"><B>Inert Figure 2. (Model Partido    Colorado and Partido Nacional)</B></font></p>     <p><font size="2" face="Verdana">Membership of the president's party, the    same as <I>TIEMPO</I>, impacts on <I>NL</I> as on the effective number of lists.    On the one hand, <I>PRES</I> allows more lists to exist (it rises <I>NL</I>)    and on the other, it makes more lists to be successful (less concentration of    votes, rises the effective number of lists). Lastly, the variable <I>INT</I>    also impacts positively on the effective number of lists. Being a member of    the president and governor's parties, seems to offer to the smaller lists    greater resources and, therefore, better possibilities of electoral competence    with their bigger mates. </font></p>     <p><font size="2" face="Verdana">After having analyzed the impact of the different    variables on the electoral offer and fractionalization of the parties, we can    conclude that the magnitude of the district is part of the explanation of the    process of fractionalization of Uruguayan political parties. This effect is    materialized in the electoral offer. In this sense, the estimations made show    that the biggest districts are associated with greater electoral offer and effective    number of lists. </font></p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>4. Relationship between electoral system and    electoral fractionalization in Representatives </B></font></p>     <p><font size="2" face="Verdana"><B>4.1. Triple simultaneous vote and magnitude    of the district</B></font></p>     <p><font size="2" face="Verdana">The results of the estimations presented above,    question the existence of a linear and positive relationship between the magnitude    of the district and the electoral fractionalization. Consequently, it seems    reasonable to wonder about the characteristics of such relationship in the election    of Representatives in Uruguay. </font></p>     <p><font size="2" face="Verdana">Gary W. Cox (1997) tries to explain how the different    electoral systems influence on the strategic behavior of voters and political    agents. Through the formalization of Duverger's propositions, Cox precises    the extent and effects of strategic coordination on the number of competitors    in the different electoral systems. </font></p>     <p><font size="2" face="Verdana">According to Cox (1997:33), all the electoral    systems can be placed in a continuum that goes from those where strategic behavior    imposes a restrictive upper limit, until those where this behavior sets an upper    limit hardly restrictive of the number of parties. The concept of upper limit,    changes substantially the way of seeing the relationship between the electoral    system and party system. At least, it questions the multiplying effects assigned    to the systems of proportional representation. </font></p>     <p><font size="2" face="Verdana">The upper limit that can be reached by the number    of lists or candidates is to Cox (1997) equal to <I>M</I>+1. That is, the quantity    of posts in dispute in the district (its magnitude) plus one. The reasoning    is the following. If voters are rational, those candidates who do not have any    chance of being elected will lose votes in favor of those who have some chance.    In this sense, the candidates or lists with chances are as many as the number    of posts to be allocated in the district plus the first loser. </font></p>     <p><font size="2" face="Verdana">In uninominal districts, under the system of    simple majority, the upper limit would be in two candidates. In this case, the    voters of the third candidate, who are not indifferent regarding who has possibilities    of having a seat and who know that their first preference does not have any    chances of doing it, will tend to leave their candidate and choose those who    compete to win the first place. </font></p>     <p><font size="2" face="Verdana">It is interesting, then, to discuss the upper    limit of candidates or effective lists for the election of Representatives in    Uruguay. Triple simultaneous vote imposes within the parties two phases or levels    of competition. First, the sublemas compete within the lema for seats and then    the lists do it within the sublemas for the seats they have obtained. Consequently,    if <I>M</I> = 1 (if the party obtained a seat in that district) then the upper    limit of effective sublemas will be 2; and at the same time, the limit of effective    lists within each sublema will also be 2. To sum up, when <I>M</I> =1, we have    <I>M</I> + 1 as upper limit for the sublemas and (<I>M</I>+1)' 2 for the    lists. </font></p>     <p><font size="2" face="Verdana">In those districts where the parties obtain two    seats, the reasoning is not very different. In this case, if <I>M</I> = 2, the    upper limit of sublemas will be 3 = <I>M</I>+1 effective sublemas and 6 = (<I>M</I>+1)'    2 will be the limit to the effective number of lists. If we refer to <I>M</I>+1    as the upper limit for sublemas, we have to suppose that each sublema has the    expectation of winning one seat; consequently, within sublemas the magnitude    is always 1, then we can suppose that the upper limit of lists within the sublemas    will always be 2. Therefore, the upper limit of lists is (<I>M</I>+1)'    2, the upper limit of sublemas multiplied by 2.</font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">Summarizing, the reducing effect of the electoral    system, or its upper limit, is set not only by the magnitude of the district,    but also by the way of voting. With double simultaneous vote this number is    doubled. In this sense, triple simultaneous vote, as it rises the upper limit,    affects considerable the reducing effect of the system. However, it is not reasonable    to think that triple simultaneous vote fosters the uncontrolled growth in the    number of relevant agents. </font></p>     <p><font size="2" face="Verdana"><B>4.2. Effective number of lists and upper limit</B></font></p>     <p><font size="2" face="Verdana">In order to demonstrate the existence of such    reducing effect, we calculate the upper limit of effective lists (M+1)x2 for    each party in each district throughout the 11 elections (1942-1994). After that,    we subtracted the effective number of lists to the upper limit to appreciate    in how many cases and in what magnitude the effective number surpasses the limit    imposed by the electoral system. The aggregated values show that out of 494,    only 101 - 20% out of the total- surpass the upper limit.<a name="tx26"></a><a href="#nt26"><sup>26</sup></a>    Moreover, only 63 cases - 11%- surpass it in more than 0,5 effective lists.    </font></p>     <p><font size="2" face="Verdana">If we concentrate on how the 63 cases are distributed    according to the magnitude of the district, we will see that 58 -92,1%- are    registered in uninominal districts. Even though districts of magnitude 1 are    58.9% of the studied units, the high concentration of cases that surpass the    upper limit of effective lists, in these districts, is equally singular. This    element confirms what was said by Cox (1997:100) about the difficulty of thinking    about upper limits that restrict in magnitudes higher than five. The strategic    behavior of voters and politicians requires information about the electoral    possibilities of the different agents, which is difficult to calculate in big    districts. For example, with triple simultaneous vote and with M=2, a voter    who wishes to vote strategically has to know first, which two sublemas compete    for the second seat and second, what lists within that sublema have chances    of obtaining it. Therefore, in great magnitudes the upper limits do not represent    levels of equilibrium of the system. </font></p>     <p><font size="2" face="Verdana">On the previous part, we saw that the <I>ENL    </I>presents a tendency to grow in time. Even though Monestier (1999: 80) qualifies    this growth of fractionalization as "nonstopping"<a name="tx27"></a><a href="#nt27"><sup>27</sup></a>,    it is convenient that we wonder if such increase in <I>ENL </I>takes place within    the limits set by the system, or if, on the contrary, it goes beyond them. In    other words, does the upper limit act as such, punishing the lack of coordination    of voters and politicians through subrepresentation of votes? Table 4, shows    how the cases that go beyond the limit are concentrated on the elections subsequent    to 1962. Until this election, the cases that surpass the limit were only 3%    of the districts in 1946 and 1962. In 1966 this percentage rises to 29%, then    it goes down to 11% in 1971 and 1984, it rises again up to 50% in 1989, to go    down again to 45% in 1994.<a name="tx28"></a><a href="#nt28"><sup>28</sup></a>    These data show us the growing tendency of <I>ENL</I>, but they tell us little    about whether the electoral system limits the growth of fractionalization. </font></p>     <p>&nbsp;</p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03qdr01.gif"></p>     <p>&nbsp;</p>     <p><font size="2" face="Verdana">To be able to observe if the upper limit is a    barrier to the effective number of lists, we chose to see if the percentage    of cases where fractionalization increases compared to the prior election -after    surpassing the limit- equals the percentage of cases where the <I>ENL </I>grows    -from one election to the other- in the universe of units we analyzed.<a name="tx29"></a><a href="#nt29"><sup>29</sup></a>    Out of 380 cases, 205 - 53,9%- increased their fractionalization in comparison    with the previous election. But this percentage is reduced to 36,6%, when we    calculate it within the 41 cases that surpass -in more than 0.5 lists-    the upper limit. Therefore, the guideline of growth of electoral fractionalization    of the cases that are in the upper limit is different from the one observed    in the rest of the cases. In this sense, the upper limit seems to impose restrictions    to the increase in the effective number of competitors. </font></p>     <p><font size="2" face="Verdana">To sum up, even when there has been growth in    the electoral fractionalization, it has taken place within the limits imposed    by the electoral system. Consequently, the rise in the effective number of lists,    far from having found in the electoral system a cause, it seems to have found    a limit. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana"><B>4.3. From competition among lists to competition    among <I>sublemas</I> </B></font></p>     <p><font size="2" face="Verdana">Talking about strategic vote, implies that the    voters have enough information about the possible electoral performances of    the lists and at the same time, they create the functions of utility of their    votes from their preferences over the candidates of those lists. Both basic    presuppositions are seriously questioned in the election of Representatives    in Uruguay. </font></p>     <p><font size="2" face="Verdana">First, there is not enough information about    the candidates' positions or lists of candidates within the parties.<a name="tx30"></a><a href="#nt30"><sup>30</sup></a>    In order to be able to vote strategically in them, not only should the voters    know the probable electoral performance of the lists, but also they should know    about the sublemas. However, in the election of Representatives, the majority    of the voters ignore which lists are grouped within the different sublemas and    they even ignore sometimes their existence. The complexity added to this calculation    by the system of triple simultaneous vote -derived from its two levels    of competence - makes it difficult to sustain the idea of strategic vote.    </font></p>     <p><font size="2" face="Verdana">Secondly, there are voters who choose small lists    because they pay for the support of particulars with political beENFits. That    is why, the utility functions of these voters, are indifferent towards the candidates    who obtain the seats. It does not matter which candidate within the party can    win the seat, the only relevant thing is what different lists can offer him    in exchange of his vote. </font></p>     <p><font size="2" face="Verdana">It is necessary to incorporate to these restrictions    in the analysis of the strategic behavior of voters the fact that the election    of Representatives in Uruguay -until the election of 1994- is held together    with the election of Senators and President. Moreover, these elections are connected    at the level of the lema and related through joint vote. This means that the    voter has to choose among the different ballots that provide the combination    of candidate to the presidency, sublema and list to the Senate and sublema and    list to Representatives he prefers. As not all the possible combinations are    offered by the party, this way of voting has direct influence on the election    of representatives. </font></p>     <p><font size="2" face="Verdana">Consequently, it is only possible to analyze    the strategic behavior of political agents. They are the ones who have sufficient    information -about the possible electoral future results- so as to develop    this kind of behavior. In this sense, the formation of sublemas among the different    lists responds to the requirements of strategic coordination in the competition    for seats. Therefore, it is at this level where the electoral rules generate    opportunities and impose restrictions. </font></p>     <p><font size="2" face="Verdana">As Vernazza (1991) suggests, within parties there    are usually two kinds of political agents: a) the big ones -those with    chances of obtaining the seats in dispute- and b) the small ones, who can only    wish to obtain a marginal percentage of the votes. The triple simultaneous vote,    obliges the former to build sublemas that allow them to compete for the seats.    At the same time, it allows the small local agents to present their own lists    within a sublema and to document the votes they contribute with. In this scenario,    small lists are not mere testimonial enterprises and acquire great negotiation    power with regard to the bigger agents in the sublema. Consequently, the opportunities    provided by the TSV softens the effects that reduce the small magnitudes and    make the <I>ENL</I> surpass -in many cases- the upper limit of the system.    </font></p>     <p><font size="2" face="Verdana">Even though the lists are the political units    in the election of Representatives, they share with sublemas the role of competitive    units. Moreover, sublemas are, by all means, the competitive units of the system.    It is possible for small lists without the objective of competing for seats    to exist, but sublemas are made with the only objective of competing for them.    Consequently, it is in the competence among sublemas and not among lists, where    strategic behaviors impose their limits. Therefore, the requirements of coordination    among agents are made strongly explicit in the relevant number of sublemas (<I>ENS)</I>    than in <I>ENL</I>.</font></p>     <p><font size="2" face="Verdana">When making panel estimations placing the <I>ENS    </I>as idependent variable, it is observed that the tendency term loses the    relevance it had in the estimations that explained the <I>ENL</I>. The <I>ENS</I>    is strongly constrained to the limits set by the magnitude of the district and    so, its evolution in time does not present the tendency to grow that has the    <I>ENL</I>.</font></p>     <p><font size="2" face="Verdana">When observing how the upper limit works on the    effective number of sublemas - as it was done with the lists- it is seen    that it acts with more rigidity on this M+1. In this sense, the percentage of    cases that increase their <I>ENS</I> compared to the previous election it is    47,7%, 180 out of 380 cases.<a name="tx31"></a><a href="#nt31"><sup>31</sup></a>    However, this percentage decreases to 5,8% when we calculate it within the 64    cases that surpass -in more than 0.5 the <I>ENS</I>- the upper limit.    Consequently, the limit M+1 for the effective number of sublemas is a barrier    difficult to overcome. The sublemas are agents that compete strictly for seats    and for that reason, they are motivated to behave strategically to reach their    objective. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">The elimination of the triple simultaneous vote    for the election of Representatives after 1996, modified the way of competing    inside the parties. The disappearance of the possibility of accumulating in    the sublema and the consequent elimination of a level of competition, limited    the possibilities of small agents who, until then, could present their own lists    and indicate their votes inside a sublema. These, without accumulating by sublema,    stopped being a resource for negotiation, as they cannot be added in the competition    for seats. In the election of 1999, the lists were subject to the strategic    restrictions that had had the sublemas. The need for electoral coordination    among the different agents produced an important reduction of the offer and    of the effective number of lists. The smaller agents were obliged to integrate    to bigger lists. This fact is verified in the continuity that is perceived -in    the data presented on table 5- between the <I>ENL</I> in the election of 1999    and the effective number of sublemas (<I>ENS</I>) between 1942-1994<a name="tx32"></a><a href="#nt32"><sup>32</sup></a>.    </font></p>     <p>&nbsp;</p>     <p align="center"><img src="/img/revistas/s_rucp/v1nse/a03qdr02.gif"></p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><b>5. Conclusions</B></font></p>     <p><font size="2" face="Verdana">Fractionalization in Uruguayan parties has given    birth to a deep academic debate about its degree, evolution and causes. This    article has the intention of making a contribution to a discussion full of differences,    both methodological and theoretical. In this sense, the election of Representatives    is seen from a perspective that goes beyond the mere analysis of its electoral    offer. Particularly, it studies the evolution in the number of relevant agents    in the electoral competition at the level of Representatives in the period 1942-1999.</font></p>     <p><font size="2" face="Verdana">The works that have concentrated on the analysis    of the electoral offer in the election of Representatives, have sentenced the    system as guilty of a high and growing fractionalization. More precisely, they    have appointed double simultaneous vote and proportional representation as the    causes of that problem. On the contrary, our analysis aims at showing that the    phenomenon of growth in electoral fractionalization, far from having its cause    in the electoral system, has fount there its limits. </font></p>     <p><font size="2" face="Verdana">Panel estimations carried out show two relevant    phenomena: a) that electoral fractionalization grows along the time, and b)    that the magnitude of the district is positively associated to electoral fractionalization.    Both the effect of the magnitude and the course of time, are materialized through    their influence on electoral offer and - in the particular case of time,    directly- on the effective number of lists. </font></p>     <p><font size="2" face="Verdana">When the relationship between magnitude of the    district and electoral fractionalization in the election of Representatives    is carefully analyzed, it is seen that its growth takes place within the limits    imposed by the electoral system. This limit is (M+1)x2 -the magnitude    of the district plus one by two- for effective lists and M+1 for effective sublemas.    In this sense, the cases that surpass the limit in an election seem to have    a smaller model of growth -in the following election- than the one observed    in the total amount of cases. </font></p>     <p><font size="2" face="Verdana">At the level of sublemas, the restrictions imposed    by the electoral system seem to be even greater. The effective number of sublemas    adjusts, better than the number of lists, to the limit M+1. Triple simultaneous    vote allows the smaller agents to present their own lists and -at the    same time- to add up votes to their bigger mates -who compete for seats-    through the accumulation by sublema. For that reason, the requirements of electoral    coordination among lists are softened by the existence of two levels of competition.    Notwithstanding, at the first level, the one of sublemas, the constraints of    the electoral system are present and the smaller agents, who are above the limit    M+1, do not have a reason to exist. The sublemas are created with the only objective    of competing for seats, consequently their effective number does not have a    reason to surpass the limit of the system. </font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">The elimination of triple simultaneous vote in    the Constitutional Reform of 1996, ended up with the accumulation by sublema.    Therefore, it placed the lists in the situation of competition that sublemas    faced before. Consequently, the number of effective lists was reduced to what    had been in previous elections the level of effective sublemas. The incentives    for electoral coordination that sets the limit of M+1, obliged the different    lists -which, before, integrated a sublema- to create a single list. </font></p>     <p><font size="2" face="Verdana">To sum up, even though the triple simultaneous    vote gave opportunities to smaller lists, electoral fractionalization did not    stop developing within the limits imposed by the electoral system, through the    magnitude of the districts. </font></p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>Bibliography</B></font></p>     <!-- ref --><p><font size="2" face="Verdana">Aguiar, C&eacute;sar (1984): "Elecciones    y partidos", en <I>Uruguay Hoy Nº 7</I>, CIEDUR, Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Botinelli, Oscar (1991): <I>El sistema electoral    uruguayo. Descripci&oacute;n y an&aacute;lisis</I>, Working Paper 3, Instituto    de Ciencia Pol&iacute;tica, Heidelberg.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Buquet, Daniel; Chasquetti, Daniel; Moraes, Juan    Andr&eacute;s (1998): <I>Fragmentaci&oacute;n pol&iacute;tica y gobierno en    Uruguay: ¿Un enfermo imaginario?</I>, Facultad de Ciencias Sociales, Montevideo.    </font></p>     ]]></body>
<body><![CDATA[<!-- ref --><p><font size="2" face="Verdana">Buquet, Daniel (2000): "Fragmentaci&oacute;n    y fraccionalizaci&oacute;n pol&iacute;tica: de la oferta electoral a la conformaci&oacute;n    del gobierno", en Lanzaro, Jorge (coord.) <I>La "Segunda" transici&oacute;n    en el Uruguay</I>, Fundaci&oacute;n de Cultura Universitaria, Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Cardarello, Salvador (1999): <I>¿Cambio en la    representaci&oacute;n pol&iacute;tica en el Uruguay? Efectos de la eliminaci&oacute;n    de acumulaci&oacute;n por sublemas en diputados 1984-1994</I>, Documento de    Trabajo Nº 17, Instituto de Ciencia Pol&iacute;tica, Facultad de Ciencias Sociales,    Universidad de la Rep&uacute;blica, Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Chasquetti, Daniel (2000): <I>La renovaci&oacute;n    del Parlamento 1958-1999</I>, Documento de Trabajo Nº 22, Instituto de Ciencia    Pol&iacute;tica, Facultad de Ciencias Sociales, Universidad de la Rep&uacute;blica,    Montevideo.     </font></p>     <!-- ref --><p><font size="2" face="Verdana">Correa, Fernando (1993): Medidas de la concentraci&oacute;n    de mercado. <I>Suma </I>volumen 8, Nº 14, CINVE, Ediciones Trilce, Montevideo.        </font></p>     <!-- ref --><p><font size="2" face="Verdana">Cox, Gary W. (1997): <I>Making votes count. Strategic    coordination in the world's electoral systems</I>, Cambridge University    Press, Cambridge, Reino Unido.    </font></p>     ]]></body>
<body><![CDATA[<!-- ref --><p><font size="2" face="Verdana">Duverger, Mourice (1957): <I>Los partidos pol&iacute;ticos</I>,    FCE, M&eacute;xico.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Gonz&aacute;lez, Luis Eduardo (1991): "Legislaci&oacute;n    electoral y sistemas de partidos: El caso uruguayo", en <I>Revista Uruguaya    de Ciencia Pol&iacute;tica Nº 4</I>, Fundaci&oacute;n de Cultura Universitaria,    Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Katz, Richard (1986): "Intraparty Preference    Voting", en <I>Electoral Laws and their Political Consequences</I>, Agathon    Press Inc., New York.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Lijphart, Arend (1995): <I>Sistemas electorales    y sistemas de partidos. Un estudio de veintisiete democracias 1945-1990</I>,    Centro de Estudios Constitucionales, Madrid.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Mieres, Pablo (1996): "Elecciones 1994:    una nueva fase de la transformaci&oacute;n electoral en el Uruguay", en<I>    Revista Uruguaya de Ciencia Pol&iacute;tica Nº 9</I>, Instituto de Ciencia Pol&iacute;tica    - Facultad de Ciencias Sociales, Montevideo.    </font></p>     ]]></body>
<body><![CDATA[<!-- ref --><p><font size="2" face="Verdana">Monestier, Felipe (1999): "Partidos por    dentro: La fraccionalizaci&oacute;n de los partidos pol&iacute;ticos en el Uruguay    (1954-1994)", en <I>Los partidos pol&iacute;ticos uruguayos en tiempos    de cambio</I>, Fundaci&oacute;n de Cultura Universitaria, Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Palfrey, Thomas (1989): "A Mathematical    Proof of Duverger's Law" en <I>Models of Strategic Choice in Politics.    </I>Peter C. Ordeshook, Editor. The University of Michigan Press.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">P&eacute;rez P&eacute;rez, Adolfo (1970): <I>La    ley de lemas</I>, Fundaci&oacute;n de Cultura Universitaria, Montevideo.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Rae, Douglas (1967): <I>The Political Consequences    of Electoral Laws</I>. Yale University Press, New Haven.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Rial, Juan (1985): <I>Las reglas del juego electoral    en Uruguay y sus implicancias</I>, Ciesu, Montevideo.     </font></p>     ]]></body>
<body><![CDATA[<!-- ref --><p><font size="2" face="Verdana">Riker, William (1986): "Duverger's    Law Revisited", en <I>Electoral Laws and their Political Consequences</I>,    Agathon Press, Inc., New York.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Sartori, Giovani (1992): <I>Partidos y sistema    de partidos,</I> Alianza Ed., M&eacute;xico.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Sartori, Giovani (1994):<I> Ingenier&iacute;a    institucional comparada: una investigaci&oacute;n de estructuras incentivos    y resultados</I>, Fondo de Cultura Econ&oacute;mica, M&eacute;xico.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Taggepera, R y Matthew S. Shugart (1989): <I>Seats    &amp; Votes. The Effects &amp; Determinants of Elelctoral Systems</I>, Yale    University Press, New Haven.    </font></p>     <!-- ref --><p><font size="2" face="Verdana">Vernazza, Francisco (1989): "Minoristas,    mayoristas y generalistas en el sistema electoral uruguayo", en <I>Revista    uruguaya de ciencia pol&iacute;tica Nº 3</I>, Fundaci&oacute;n de Cultura Universitaria,    Montevideo.     </font></p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p>     <p>&nbsp;</p>     <p><font size="2" face="Verdana"><a name="nt"></a><a href="#tx">*</a> This article    is the result of my work towards my final monograph for the degree on Political    Science from the Faculty of Social Sciences from UDELAR. I have to thank the    contributions made to this work by: Daniel Buquet, Fernando Lorenzo, Marcelo    Perera, Fernando Bettosini, Antonio Cardarello, Daniel Chasquetti y Juan Andr&eacute;s    Moraes.    <br>   <a name="nt01"></a><a href="#tx01">1</a> Sublemas are electoral alliances among    lists, to the election of Senate or Representatives.    <br>   <a name="nt02"></a><a href="#tx02">2</a> For an extensive review of the Uruguayan    electoral system see Buquet, Chasquetti and Moraes (1998).    <br>   <a name="nt03"></a><a href="#tx03">3</a> Vernazza (1989) works with ballot not    with lists of candidates. This can lead to an artificial growth in the number    of lists of candidates as the same list can integrate many ballots.    <br>   <a name="nt04"></a><a href="#tx04">4</a> Gonz&aacute;lez &#91;1991:19-20&#93;.     <br>   <a name="nt05"></a><a href="#tx05">5</a> Buquet remarks the importante of measuring    fractionalization within Parliament, as it is the place where governing processes    take place.    <br>   <a name="nt06"></a><a href="#tx06">6</a> I make reference to the system previous    to the Constitutional Reform of 1996.    <br>   <a name="nt07"></a><a href="#tx07">7</a> I use the term fragmentation because    I make reference to the hip&oacute;tesis stated by Duverger (1957) which relates    PR and multipartidism.    ]]></body>
<body><![CDATA[<br>   <a name="nt08"></a><a href="#tx08">8</a> By magnitude of the district is understood    the number of posts to be distributed in that district.     <br>   <a name="nt09"></a><a href="#tx09">9</a> This indicator follows the same logic    as the ones used by Vernazza.    <br>   <a name="nt10"></a><a href="#tx10">10</a> Even though Monestier counts lists,    when he investigates the electoral performance of agents, he takes as a unit    the ballots.    <br>   <a name="nt11"></a><a href="#tx11">11</a> Mieres compares the percentage of    votes that receives the four greater lists to the Senate.    <br>   <a name="nt12"></a><a href="#tx12">12</a> It can also be calculated by taking    into account parliamentary weigh.    <br>   <a name="nt13"></a><a href="#tx13">13</a> The only difference is that Herfindahl's    index does not subtract to 1 the addition of the square root of the proportions    of participation; therefore, the latter works the other way round compared to    Rae's because it expresses maximum concentration when it tends to 1 and    maximum dispersion when it tends to 0.    <br>   <a name="nt14"></a><a href="#tx14">14</a> For this enumeration I will follow    what Correa (1993) does about Hall-Tideman's axioms about measures of    market concentration.    <br>   <a name="nt15"></a><a href="#tx15">15</a> The measure of enthropy is, as well    as Herfindahl's measure, a pondered average, but in this case logaritms    of the proportions are used as ponders: <i>Enthropy</i> = <font face="Symbol">S</font>    <i>pi</i> log <i>pi</i>. To find the number equivalent to <i>ENF</i>, calculating    on the basis of Herfindahl's measure, we have to elevate the basis of    the logaritm (in this case 10) to -<i>Enthropy:: ENF<sub>(e)</sub></i>    = 10 <sup>(- <i>E</i>nthropy)    <br>   </sup><a name="nt16"></a><a href="#tx16">16</a> In these cases the one that    obtains the relative majority of votes will have the seat that is of dispute.    <br>   <a name="nt17"></a><a href="#tx17">17</a> Testimony candidatures are a clear    example of groups that do not have as an objective to win a seat.    ]]></body>
<body><![CDATA[<br>   <a name="nt18"></a><a href="#tx18">18</a> In spite of the important role of    the TSV, it was not incorporated as a variable in this part of the analysis.    This is because we only have one election -1999- where this system was not used.    That is why we are not considering TSV in our statistic analysis and we will    deal with it later, from a more intuitive perspectiva.    <br>   <a name="nt19"></a><a href="#tx19">19</a> For a detailed description of the    way of electing Representatives in Uruguay see Cardarello (1999)    <br>   <a name="nt20"></a><a href="#tx20">20</a> The Constitutional Reform of 1996    introduced a radical change in the way of electing representatives because it    eliminated multiple (or triple) simultaneous vote and accumulation through "identidad    de lista". Even though DSV still exists, as voters cose a party and then    a lsit to Representatives from that party, the possibility of accumulating by    sublema has disappeared and combinations among lists to representatives, senators    and presidency have been limited.    <br>   <a name="nt21"></a><a href="#tx21">21</a> All the econometric results that are    mentioned in this article are detailed in my final monograph of the degree:    <i>Election of Representatives and party fractionalization in Uruguay 1942-1999</i>.    Mimeo, Institute of Political Science, Faculty of Social Sciences, University    of the Republic. However, here it is included a brief methodological anexus    where the characteristics of the estimations and the statistic program used    are made explicit.     <br>   <a name="nt22"></a><a href="#tx22">22</a> Para el FA es imposible calcular el    impacto de INT, ya que s&oacute;lo se dio este caso en la elecci&oacute;n de    Montevideo en 1994. De igual forma, el FA no obtuvo la presidencia en ninguna    de las cinco elecciones que particip&oacute;, por tanto no se estima el efecto    de PRES como variable independiente.    <br>   <a name="nt23"></a><a href="#tx23">23</a> It has to be remembered that the effect    of <i>PRES</i> is not calculated for FA.    <br>   <a name="nt24"></a><a href="#tx24">24</a> Models estimated including the information    of the 19 departments of the country.    <br>   <a name="nt25"></a><a href="#tx25">25</a> In this case were considered the results    of the estimations made for the PC and PN together.    <br>   <a name="nt26"></a><a href="#tx26">26</a> When the party does not obtain seats    in any district, we suppose that the expectation of those who compete within    that party is to obtain one seat. In that sense, we calculate the upper limit    based on a magnitude equal to 1.    <br>   <a name="nt27"></a><a href="#tx27">27</a> Monestier concludes this fact from    an intuitive analysis of charts where he presents the evolution of the electoral    offer.    ]]></body>
<body><![CDATA[<br>   <a name="nt28"></a><a href="#tx28">28</a> We use the percentage calculated for    PN and PC to avoid distortions in the incorporation of FA in the year of 1971.    <br>   <a name="nt29"></a><a href="#tx29">29</a> Para esto debimos dejar de lado los    casos correspondientes al PN y PC en 1942 y al FA en 1971 (no contamos con el    NEL en t-1), al mismo tiempo, no consideramos los casos de 1994 ya que cuando    sobrepasan el l&iacute;mite no podemos saber su evoluci&oacute;n en t+1. Esto    nos deja con 380 casos.    <br>   <a name="nt30"></a><a href="#tx30">30</a> La &uacute;nica informaci&oacute;n    disponible sobre los posibles resultados electorales es la que surge del conocimiento    del resultado de la elecci&oacute;n anterior.    <br>   <a name="nt31"></a><a href="#tx31">31</a> For that, we had to set aside the    cases corresponding to PN and PC in 1942 and FA in 1971 (we do not have the    ENL in t-1), at the same time, we do not consider the cases of 1994 because    when they surpass the limit we cannot know their evolution in t+1. This leaves    us with 380 cases.    <br>   <a name="nt32"></a><a href="#tx32">32</a> This behaviour is not registered in    del EP-FA, due to the fact that competition incide the districts is influenced    by the nacional one.</font></p>     <p>&nbsp;</p>     <p>&nbsp;</p>     <p><font size="3" face="Verdana"><B>Methodological Anexus</B></font></p>     <p><font size="2" face="Verdana">In the econometric analysis carried out in this    work, econometric techniques of panel data were used (see, Greene, W. H. (1993).    <I>Econometric Analysis</I>. Macmillan), using Limdep 7.0.</font></p>     <p><font size="2" face="Verdana">The units of analysis are the parties in each    of the 19 districts. Therefore, the values of each variable are calculated for    a party <I>i </I>in a district <I>j</I> in an election <I>t</I>. For the Partido    Colorado and the Partido Nacional the period of analysis is 1942-1994 (11 elections)    and for EP-FA the period is 1971 to 1994 (4 elections).</font></p>     ]]></body>
<body><![CDATA[<p><font size="2" face="Verdana">The variables explained in the estimated models    were: </font></p>     <blockquote>        <p><font size="2" face="Verdana"><img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle">      Number of lists (NL<I><SUB>ijt</sub></I>): the addition of the lists to representatives      presented by the party <I>i</I> in the district <I>j</I> in the election <I>t</i>    <br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Effective      number of lists (NEL<I><SUB>ijt</sub></I>) is computed by taking the inverse      of the sum of the squares of the proportions of votes from the lists to representatives      from the party <I>i </I>in the district <I>j</I> in the election <I>t</i>    <br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Effective      number of sublemas (NES<I><SUB>ijt</sub></I>): is computed by taking the inverse      of the sum of the squares of the proportions votes from the sublemas to representatives      from the party <I>i </I>in the district <I>j</I> in the election <I>t</i></font></p> </blockquote>     <p><font size="2" face="Verdana"> The explanatory variables included in the estimations    were of two kinds: </font></p>     <p><font size="2" face="Verdana">A) The index of the effective number of legislative    parties is computed by taking the inverse of the sum of the squares of all parties'    seat shares</font></p>     <blockquote>        <p><font size="2" face="Verdana"><img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle">      Number of lists (NL<I><SUB>ijt</sub></I>)    <br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Magnitude      of the district (M<I><SUB>ijt</sub></I>): number of seats obtained by the      party <I>i </I>in the district <I>j</I> in the election <I>t</i>    ]]></body>
<body><![CDATA[<br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Membership      of the president's party (PRES<I><SUB>ijt</sub></I>): dichotomic variable      that takes value 1 when the party holds nacional government and 0 when it      is not so.    <br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Membership      of the governor's party (INT<I><SUB>ijt</sub></I>): dichotomic variable      that takes value 1 when the party holds departmental government and 0 when      it is not so. </font></p> </blockquote>     <p><font size="2" face="Verdana">B)</font></p>     <blockquote>        <p><font size="2" face="Verdana"><img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle">      Individual or group fixed effects    <br>     <img src="/img/revistas/s_rucp/v1nse/a03img03.gif" align="absmiddle"> Temporal      tendency (TIEMPO<I><SUB>t</sub></I>): 1942 = 1,..., 1994 =11</font></p> </blockquote>     <p><font size="2" face="Verdana">For the four variables to explain, four estimations    were made, one for each party and anotherone that was analysed together with    the information of the two tradicional parties (PC and PN). For the PC and the    PN, separatedly and together, the estimations were made for the period 1942-1994.    For FA, the period of study is 1971-1994. Additionally, were estimated models    where the observations belongiong to teh departments of Montevideo and Canelones    were excluded with the purpose of avoiding distortions that could introduce,    in the aggregate analysis, the two biggest districts, that is to say, the two    departments with <I>M<SUB>ijt</SUB> </I>values, highly above the others.</font></p>     <p><font size="2" face="Verdana">The criteria to decide if the group effects would    be included was the Likelihood ratio test. </font></p>      ]]></body><back>
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