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<journal-id>1517-4522</journal-id>
<journal-title><![CDATA[Sociologias]]></journal-title>
<abbrev-journal-title><![CDATA[Sociologias]]></abbrev-journal-title>
<issn>1517-4522</issn>
<publisher>
<publisher-name><![CDATA[Programa de Pós-Graduação em Sociologia - UFRGS]]></publisher-name>
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<article-id>S1517-45222008000100002</article-id>
<title-group>
<article-title xml:lang="pt"><![CDATA[Capital social e a privatização do conhecimento]]></article-title>
<article-title xml:lang="en"><![CDATA[Social capital and the privatization of knowledge]]></article-title>
</title-group>
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<contrib contrib-type="author">
<name>
<surname><![CDATA[Saul]]></surname>
<given-names><![CDATA[Renato P.]]></given-names>
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<contrib contrib-type="author">
<name>
<surname><![CDATA[Severo]]></surname>
<given-names><![CDATA[Marcelo Otto]]></given-names>
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<aff id="A01">
<institution><![CDATA[,UFRGS  ]]></institution>
<addr-line><![CDATA[ ]]></addr-line>
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<pub-date pub-type="pub">
<day>00</day>
<month>00</month>
<year>2008</year>
</pub-date>
<pub-date pub-type="epub">
<day>00</day>
<month>00</month>
<year>2008</year>
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<volume>4</volume>
<numero>se</numero>
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<self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_arttext&amp;pid=S1517-45222008000100002&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_abstract&amp;pid=S1517-45222008000100002&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://socialsciences.scielo.org/scielo.php?script=sci_pdf&amp;pid=S1517-45222008000100002&amp;lng=en&amp;nrm=iso"></self-uri><abstract abstract-type="short" xml:lang="pt"><p><![CDATA[O trabalho examina o movimento intelectual que envolveu a reflexão científica nas ciências sociais a partir dos anos 1960 e suas vinculações com as transformações que, na mesma época, agitam as relações econômicas e políticas no plano mundial, com seu foco principal apontado para os Estados Unidos. Duas das expressões mais significativas desse movimento são localizadas em questões relativas à identificação de uma crise institucional na democracia americana e com a verificação do processo de reavaliação do papel da Sociologia, seja desde o ponto de vista institucional, seja como instrumento de explicação da realidade social do país e do mundo. A crise política americana é visualizada como tendo por pano de fundo a reorganização do poder econômico do país, resultante do desenvolvimento tecnológico e do processo de globalização. A partir da constatação de que os fundamentos da democracia americana parecem estar ameaçados por mudanças comportamentais e estruturais internas, desenvolve-se no país considerável quantidade de pesquisas e estudos abordando diferentes perspectivas da atuação das grandes corporações. Como contraponto à percepção da degradação da comunidade política interna, esse esforço é marcadamente orientado para a identificação dos compromissos do circuito empresarial com o comportamento cívico e com a democracia, quer na afirmação da ética nos negócios, quer na perspectiva do desenvolvimento de uma política social mais compatível com as estratégias corporativas. Este é o contexto em que a noção de capital social adquire o sentido de articulador principal das disputas políticas e teóricas em torno do desenvolvimento econômico e das transformações verificadas na atividade industrial resultantes da expansão de novas tecnologias e de seus efeitos em termos da necessidade de redimensionamento do direito de propriedade intelectual.]]></p></abstract>
<abstract abstract-type="short" xml:lang="en"><p><![CDATA[This work examines the intellectual movement that dominated the scientific thought in the social sciences from the 1960s onwards, and its connection with the changes in the world's economic and political relations since then, emphasizing the United States. Two of the most significant manifestations of this movement are found in questions related to the identification of an institutional crisis in American democracy and the need for a process to re-evaluate the role of sociology, both from the institutional point of view, and as a tool to explain the social reality of the country and the world. The reorganization of America's economic power, as a result of the technological development and the globalization process, provides the background for the political crisis in the United States. When it becomes evident that the foundations of the American democracy are threatened by changes in its internal structure and behavior, it is possible to detect the development of a considerable amount of research and studies dealing with different perspectives of the large corporations' activities. As a counterpoint to the apparent deterioration of the internal political community, this effort intends to identify the commitments of the business circuit with the civic behavior and democracy, whether in the assertion of ethics in business, or in the perspective of the development of a social policy more compatible with the corporate strategies. It is in this context that the concept of social capital becomes the main articulator of political and theoretical disputes on the subject of the economic development and the changes verified in the industrial sector resulting from the expansion of new technologies and their effects regarding the need for a redimensioning of the intellectual property right.]]></p></abstract>
<kwd-group>
<kwd lng="pt"><![CDATA[Teoria sociológica]]></kwd>
<kwd lng="pt"><![CDATA[corporação]]></kwd>
<kwd lng="pt"><![CDATA[revolução tecnológica]]></kwd>
<kwd lng="pt"><![CDATA[capital social]]></kwd>
<kwd lng="pt"><![CDATA[propriedade intelectual]]></kwd>
<kwd lng="en"><![CDATA[Sociological theory]]></kwd>
<kwd lng="en"><![CDATA[corporation]]></kwd>
<kwd lng="en"><![CDATA[technological revolution]]></kwd>
<kwd lng="en"><![CDATA[social capital]]></kwd>
<kwd lng="en"><![CDATA[intellectual property]]></kwd>
</kwd-group>
</article-meta>
</front><body><![CDATA[ <p><font face="Verdana" size="4"><b>Social capital and the privatization of knowledge</b></font></p>     <p>&nbsp;</p>     <p><font face="Verdana" size="3"><b>Capital social e a privatiza&ccedil;&atilde;o    do conhecimento</b></font></p>     <p>&nbsp;</p>     <p>&nbsp;</p>     <p><font face="Verdana" size="2"><b>Renato P. Saul<sup>I</sup></b></font></p>     <p><font face="Verdana" size="2"><sup>I</sup>Sociologist, professor emeritus at    UFRGS, E-mail Address: <a href="mailto:rpsaul@uol.com.br">rpsaul@uol.com.br</a></font></p>     <p><font face="Verdana" size="2">Translated by Marcelo Otto Severo    <br>   Translation from <a href="http://www.scielo.br/scielo.php?script=sci_arttext&pid=S1517-45222008000100008&lng=en&nrm=iso&tlng=pt" target="_blank"><b>Sociologias</b>,    Porto Alegre, n.19, p. 130-177, Jan./June 2008</a>.</font></p>     <p>&nbsp;</p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p> <hr size="1" noshade>     <p><font face="Verdana" size="2"><b>ABSTRACT</b></font></p>     <p><font face="Verdana" size="2">This work examines the intellectual movement    that dominated the scientific thought in the social sciences from the 1960s    onwards, and its connection with the changes in the world's economic and political    relations since then, emphasizing the United States. Two of the most significant    manifestations of this movement are found in questions related to the identification    of an institutional crisis in American democracy and the need for a process    to re-evaluate the role of sociology, both from the institutional point of view,    and as a tool to explain the social reality of the country and the world. The    reorganization of America's economic power, as a result of the technological    development and the globalization process, provides the background for the political    crisis in the United States. When it becomes evident that the foundations of    the American democracy are threatened by changes in its internal structure and    behavior, it is possible to detect the development of a considerable amount    of research and studies dealing with different perspectives of the large corporations'    activities. As a counterpoint to the apparent deterioration of the internal    political community, this effort intends to identify the commitments of the    business circuit with the civic behavior and democracy, whether in the assertion    of ethics in business, or in the perspective of the development of a social    policy more compatible with the corporate strategies. It is in this context    that the concept of social capital becomes the main articulator of political    and theoretical disputes on the subject of the economic development and the    changes verified in the industrial sector resulting from the expansion of new    technologies and their effects regarding the need for a redimensioning of the    intellectual property right.</font></p>     <p><font face="Verdana" size="2"><b>Keywords:</b> Sociological theory, corporation,    technological revolution, social capital, intellectual property. </font></p>   <hr size="1" noshade>     <p><font face="Verdana, Arial, Helvetica, sans-serif" size="2"><b>RESUMO</b></font></p>     <p><font face="Verdana, Arial, Helvetica, sans-serif" size="2">O trabalho examina    o movimento intelectual que envolveu a reflex&atilde;o cient&iacute;fica nas    ci&ecirc;ncias sociais a partir dos anos 1960 e suas vincula&ccedil;&otilde;es    com as transforma&ccedil;&otilde;es que, na mesma &eacute;poca, agitam as rela&ccedil;&otilde;es    econ&ocirc;micas e pol&iacute;ticas no plano mundial, com seu foco principal    apontado para os Estados Unidos. Duas das express&otilde;es mais significativas    desse movimento s&atilde;o localizadas em quest&otilde;es relativas &agrave;    identifica&ccedil;&atilde;o de uma crise institucional na democracia americana    e com a verifica&ccedil;&atilde;o do processo de reavalia&ccedil;&atilde;o do    papel da Sociologia, seja desde o ponto de vista institucional, seja como instrumento    de explica&ccedil;&atilde;o da realidade social do pa&iacute;s e do mundo. A    crise pol&iacute;tica americana &eacute; visualizada como tendo por pano de    fundo a reorganiza&ccedil;&atilde;o do poder econ&ocirc;mico do pa&iacute;s,    resultante do desenvolvimento tecnol&oacute;gico e do processo de globaliza&ccedil;&atilde;o.    A partir da constata&ccedil;&atilde;o de que os fundamentos da democracia americana    parecem estar amea&ccedil;ados por mudan&ccedil;as comportamentais e estruturais    internas, desenvolve-se no pa&iacute;s consider&aacute;vel quantidade de pesquisas    e estudos abordando diferentes perspectivas da atua&ccedil;&atilde;o das grandes    corpora&ccedil;&otilde;es. Como contraponto &agrave; percep&ccedil;&atilde;o    da degrada&ccedil;&atilde;o da comunidade pol&iacute;tica interna, esse esfor&ccedil;o    &eacute; marcadamente orientado para a identifica&ccedil;&atilde;o dos compromissos    do circuito empresarial com o comportamento c&iacute;vico e com a democracia,    quer na afirma&ccedil;&atilde;o da &eacute;tica nos neg&oacute;cios, quer na    perspectiva do desenvolvimento de uma pol&iacute;tica social mais compat&iacute;vel    com as estrat&eacute;gias corporativas. Este &eacute; o contexto em que a no&ccedil;&atilde;o    de capital social adquire o sentido de articulador principal das disputas pol&iacute;ticas    e te&oacute;ricas em torno do desenvolvimento econ&ocirc;mico e das transforma&ccedil;&otilde;es    verificadas na atividade industrial resultantes da expans&atilde;o de novas    tecnologias e de seus efeitos em termos da necessidade de redimensionamento    do direito de propriedade intelectual.</font></p>     <p><font face="Verdana, Arial, Helvetica, sans-serif" size="2"><b>Palavras-chave:</b>    Teoria sociol&oacute;gica, corpora&ccedil;&atilde;o, revolu&ccedil;&atilde;o    tecnol&oacute;gica, capital social, propriedade intelectual</font>. </p> <hr size="1" noshade>     <p>&nbsp;</p>    <p>&nbsp;</p>     <p><font face="Verdana" size="2">The Anglo-American version of the Third Way program,    exposed by Giddens in 1998 and 2000, can be seen as a kind of smooth surface    that at the same time conceals and reveals, in spite of the geopolitical and    economic peculiarities of the moment, the intellectual excitement that influenced    the scientific thought in the field of social sciences in the late 20th century.    Two of the most significant manifestations of this movement can be seen in questions    related to the identification of an institutional crisis in American democracy    in the 1970s, and the verification of the reconfiguration process that sociology    experienced at the same time, especially the social science developed in the    United States. The background for the institutional crisis in American democracy,    as it has been described by some authors, is the reorganization of America’s    economic power, which occurs simultaneously with its changes and is often considered    as a result of the phenomenon of economic globalization. The issue of "American    exceptionalism" is one of the most remembered aspects in the analysis of the    observed changes.</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">An interesting statement in this regard is sponsored    by historian Colin Gordon, in his search for the reasons why the theme of exceptionalism    has ceased to be a matter of interest to those who study American history. Taking    into consideration the most popular perception of the issue of corporatism,    that is, as a social order resting on three foundations – business, work and    politics – Gordon examines the question and verifies that the United States,    in terms of political economy, seems to be "the chief clown of corporatism."    Whatever the analytical perspective adopted in relation to patterns of work,    business or political organization, the conclusion is the same, a total lack    of organization (p.29, 1998).</font></p>     <p><font face="Verdana" size="2">Sustaining the low organizational capacity of    the American work sector, which, throughout its history of struggle, through    unions and associations, never had enough density of activity to allow it to    impose comprehensive and long lasting social policies; Gordon focuses on the    attempt to explain the puzzle that the power of business represents in the definition    of America’s destiny, even though it is disorganized too. According to his interpretation,    the entire business sector benefits from the disorganization of the work sector    as well as the national politics in general. The privileged status of the business    sector could be a consequence of the political disorganization of the working    class and its own disorganization. The situation is somewhat unusual: first,    the historical weakness of the national movement of workers contributes to the    weakness of the business organization; second, the weakness of the nation contributes    to the disorganization of the business sector. As a result, the business sector    is the dominant force. According to Gordon: "<i>nowhere (among industrialized    democracies) is the political threat to private capital weaker, and nowhere    is the antistatist rhetoric more ferocious</i>" (ibid. p.41). In effect, the    antistatism is more like a smoke screen to cover the fact that it is used by    the "business sector." Gordon’s explanation, however, does not admit an "industrial    corporatist" policy. Drawing on a metaphor from political scientist Charles    Lindblom, according to whom the political sector is a prisoner of the market,    Gordon states that what would contribute to the privilege of the business sector    would be the action of the "<i>generic logic of democratic capitalism</i>,"    because "<i>Any system of democratic capitalism sets ‘capitalist’ boundaries    around ‘democratic’ rule</i>" (ibid. p.33).</font></p>     <p><font face="Verdana" size="2">A comprehensive and influential study on the    institutional crisis in the United States is Robert Putnam’s <i>Bowling alone,    the collapse and revival of American community</i>, 1995. The author explores    issues related to civic engagement and the pre-conditions of democracy and democratization    in American society. Putnam’s approach is central to the discussion of political    solutions in terms of a third way. In particular, his concerns include the decisive    role of issues such as social capital and trust in the definition of directions    for the country.</font></p>     <p><font face="Verdana" size="2">In part driven by the issues raised by Putnam,    the renowned political scientist Seymour Lipset exposes the scale assumed by    the institutions governing the domestic U.S. politics in the book <i>American    exceptionalism, a double-edged sword</i>, 1996. To a certain extent, Lipset    revisits issues already raised in <i>The politics of unreason</i>, from 1978,    exploring the contradictions in American society as signs of a world that has    experienced too many changes in recent decades. He concludes melancholically,    stating that the virtues of American exceptionalism are in the origin of its    current problems: "<i>The American Creed (...) fosters a high sense of personal    responsibility, independent initiative, and voluntarism even as it also encourages    self-serving behavior, atomism, and a disregard for communal good</i>" (p.268,    1997). </font></p>     <p><font face="Verdana" size="2">Carl Boggs’ <i>The end of politics: corporate    power and the decline of public sphere</i>, 1999, rejects Putnam’s arguments    on the decline in the "level" of social capital as the reason behind the faults    of American democracy. According to Boggs, the decline of American political    life appears after a process of "corporate colonization" that, through the manipulation    and diffusion of a national ethos contrary to politics, depletes participation    in public life, transforms political events into less important issues, and    encourages the growing disinterest in the electoral process.</font></p>     <p><font face="Verdana" size="2">Another interesting study on the degradation    of American democratic life is that of Theda Skocpol’s <i>Diminished democracy:    from membership to management in American civic life</i>, published in 2003.    Starting from a 1998 report of the Council of Civil Society (an organ of the    Institute of American Values) that identified the declining living standards    in the country, Skocpol's research is organized through a detailed examination    of the forms of political participation since the voluntarism of the early stages    of republican life. Skocpol notes that from the Civil War to the post-World    War II, the voluntary associations and the actions promoted by the State Welfare    were closely related. Is this connection the real substrate of the American    version of Keynesianism. Back then, most volunteer groups were much more than    representative segments of local communities. Many of these associations worked    for a long time as sections of regional and national institutions, and supported    important social programs financed by public funds, playing a decisive role    in the democratic organization of the government. In the mid-1960s, although    these associations continued to play an important role, they gradually lost    ground and significance, due to the emergence of new social movements and new    kinds of leadership and more professional types of involvement in the process    of claim. In general, the expansion of the social movements of the 1960s, with    its popular and radical character, forced a redefinition of the relationship    between lobbyists and government. Together with the civil rights movement, the    feminist movement, the environmental movement, the active religious brotherhoods,    etc., the 1970s and 1980s saw the emergence of specialized associations representing    the business sector. These associations would become more expressive in the    1980s, competing, with the advantage of expertise, with other voluntary organizations,    resulting in a major change in the behavior of civic society. Comparing optimistic    and pessimistic views on the changes in the associations and their role in the    political life of the country, Skocpol concludes that the classical associative    participation in associations formed a two-way bond between groups and spaces    and between local and national. In the context created in the 1980s, these bonds    began to deteriorate, due to the more effective action of centralized institutions    run by experts. Thus, the civic life of the country is increasingly restricted    to a kind of oligarchic domination (according to Skocpol, cap.6, 2003).</font></p>     <p><font face="Verdana" size="2">As can it be seen by the characterizations applied    to the changes the globalization process brought to the state organization,    identified by the public administration researcher Ali Farazmand as "Corporate    State," "Shadow State," "Contracting State," "State Enterprises," etc., the    main change would concern the persistence of the Nation State and the changes    in its administrative nature. Welfare state became "corporate state," or "corporate    administrative state," as Farazmand prefers. The downside of economic globalization,    in his view, would correspond to a threat to the sovereignty of the Nation States,    the constraints on democracy, the concentration of the global power structure,    the strengthening of centralized decision-making in the hands of business and    government elites, and the increasing dependence of the less developed nations    (p.515, 1999).</font></p>     <p><font face="Verdana" size="2">Farazmand’s contribution to the appraisal of    the changes in the administrative structure of the state, combined with the    debate on the question regarding the situation of democracy and exceptionalism    in the United States, raise the question of the assessment of the structure    of power and decision-making in the American society, as well as the role and    functions of the corporations in this process, from the political, social and    cultural point of view. Within the series of manifestations that seek to characterize    the real power of the corporations at that time, the notion of command capitalism    appears as a result not of the actions of corporations, but of the pressure    of unspecified "interest groups" (Monsen, 1979). However, in the 1990s, the    discussion on the subject was given a more defined contour with the use of the    term state capitalism by Seymour Melman (1997) (author of <i>Pentagon Capitalism    </i>and<i> Permanent War Economy</i>, 1970 and 1974 respectively, among other    works), and the analyses of the globalization process and the practices of transnational    corporations contained in Sklair ([1995], 1990 and 2002), Giovanni Arrighi ([1996],    1994), Hirst and Thompson ([1998], 1996), and others.</font></p>     <p><font face="Verdana" size="2">The source for any connections established between    the concepts of "corporate state," "state capitalism" and "general entrepreneur    state" is the transformation, both in the material and non-material plan, that    work in the international division of labor since the international expansion    of the corporations, usually characterized as products of the movement of economic    and financial globalization. The tendency in American society, at the end of    the 20th century, is a result of the new configuration of the world market and    the actions of its main players, the big transnational corporations. In other    words, the civil disorganization of the American society, as identified by the    above-mentioned researchers, is the other side of the expansion of corporate    power, and thus, the expression of another geo-political horizon, defined by    a new form of regional economic groupings, induced by this power. This is the    starting point for the third way program, led by the American and British governments.</font></p>     <p><font face="Verdana" size="2">The intellectual movement that dominated the    scientific thought in the social sciences from the 1960s onwards, but whose    developments became more decisively manifest since the 1980s, is framed by two    emblematic events: the exhaustion of the Keynesian economic policy and the events    of May 1968 in Paris. From then on, the spectrum of sociological science tends    to break up in a wide range of programmatic alternatives. More than a dozen    proposals and intellectual projects can be identified in this context, sometimes    it is a refinement of perspectives, and sometimes it is a simple replacement    of theories and methodological procedures considered historically outdated.    Some trends can be identified as more clearly defined. Among them, the rejection    of classical theories, a proposal to refine the techniques of empirical research,    the strengthening of the sociology of culture, the creation of programs of theoretical    research, the establishment of interdisciplinary studies with dialogue between    different theoretical and methodological trends, the formation of collaborative    networks in quantitative research, or the construction of new theoretical syntheses    to perform diagnostics on contemporary reality (according to Giddens, p.23-51,    1987; Collins, 1986 and 1989; Camic &amp; Gross, 1998; Smelser , 1999; Moody,    2004).</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">As it can be imagined, this universe of propositions    is ruled by the dispersion of efforts and a lot of confusion. According to the    assessment of Smelser, even though there have been important contributions to    the development of the discipline in the last 25 years, throughout the process,    some visible trends emerged, both towards the fragmentation and the standardization    of differences, replacing old disputes between different epistemological or    ethical positions for a form of mutual tolerance, for some kind of "peaceful    pluralism." To Smelser, a deep ambivalence is manifested in the sociological    landscape of the late 20th<sup> </sup>century. It is evident that sociology    has been institutionalized and is established as a long-lasting enterprise,    but on the other hand, there is unrest surrounding it, and a sense of loss of    direction is visible (Smelser, p.6, 1999). More or less in accordance with Smelser’s    observations are Camic &amp; Gross’ considerations on the general framework    of the configuration paradigm (p.469-9, 1998). Although it is possible to identify    evidence of intellectual vitality in some projects, the evaluation of the whole    thing does not favor a positive appraisal. As for the future of the projects,    pessimism, disillusionment, disorientation and disorganization are predominant.</font></p>     <p><font face="Verdana" size="2">In fact, when considering the analysis performed    by the above-mentioned authors on the new directions of the evolution of science,    two characteristics are dominant in this process, the disciplinary fragmentation    and the theoretical dislocation of projects and innovative proposals for a committed    critical perspective of social reality. The "peaceful pluralism," which Smelser    used to illustrate this lack of a critical vision of contemporary society, points    to the architecture of a conformist bias that defines the direction for sociology.    The same feeling can be found in Michael Burawoy’s apprehensive statement on    the fate of science in the late 20th century. According to Burawoy, post-modern    pessimism has permeated sociology in such a way that it mistakes the post-colonial    theory for the post-socialist theory. In his words, the post-socialist thought    has become a kind of quintessence of the postmodern thought in its refutation    of the utopian visions as impractical and dangerous: "<i>Against this messianic    pessimism we need not accumulate more facts that root us in an eternal present    </i>(...)<i>. This is a time not for normal sociology </i>(...)<i>, but for    revolutionary sociology that reconfigures what we already know</i>" (Burawoy,    p.695, 2000). In accordance with these terms, the arguments of the launching    manifesto of the <i>Journal of Classical Sociology</i> (2001) criticized the    fragmentation of the discipline due to the creation of subspecialties and the    development of interdisciplinary studies that, absurdly, are disconnected from    the logical roots contained in their disciplines of origin. Besides the lack    of intellectual rigor that results from the practice of interdisciplinarity    and its adverse effects on the educational system, the manifesto also emphasized    the distortion of the discipline through its treatment as a "social theory"    and the progressive abandonment of its critical content (JCS, 2001).</font></p>     <p><font face="Verdana" size="2">David Owen (p.13-17, 1997) identified the two    major debates surrounding sociology at that time. The first comprehended the    perspective of an emerging postmodernity, characterized by a consistent set    of propositions intent on criticizing the metanarratives and the Eurocentrism,    as well as the affirmation of the anti-fundamentalism and the relativism, in    particular the relativism of discourse. The other corresponded to the dispute    between those who maintained that the contemporary development was a tendency,    as the advent of a new social system in which chaos, indeterminacy and ambivalence    would predominate; and those who thought that these new conditions were the    signs of an emerging new global modernity, reflexive modernity. These debates    are closely intertwined with the major discussions sociology faced at the beginning    of the globalization process, in its economic, political, and cultural aspects    (Guillen, 2001); and they make it possible to discern some key directions for    sociology in the 21st century.</font></p>     <p><font face="Verdana" size="2">Owen's observation permits to discover a nexus    between the seemingly contradictory proposals mentioned in the discussions above.    The key element in this approach is the concept of "risk," which guides other    ideas that, in this context, begin to dominate the theoretical scene as a development    of studies on the process of globalization. One of these concepts is that of    "disorganized capitalism." The other is the notion of "reflexive modernization,"    whose definition is developed in the context of the characterization of "risk    society."</font></p>     <p><font face="Verdana" size="2">The social concept of risk seems to occupy a    permanent space in the interests of the social sciences in the late 1970s and    early 1980s (Krimsky &amp; Golding, 1992). In accordance with Ortwin Renn’s    observations on the studies regarding risk from a sociological perspective,    the issue involves two main dimensions. The first contrasts perspectives from    individual analyses with structuralist perspectives, in which the individual,    group or institutional basis of risk is discussed, as well as its character    as a phenomenon that involves unintentional socio-structural and global problems.    The other, opposing objectivist and constructionist positions, includes discussions    about the nature of risk and its manifestations, which may be real and observable    phenomena or manifestations created as "social artifacts," produced by social    groups or institutions. According to Renn, within this spectrum of theoretical    perspectives are theories such as the theory of rational action, the theory    of social mobilization, the organizational theory, the systems theory, and also    the neo-Marxist critical theories, as well as the cultural and constructivist    theories (p. 67-70, 1992).</font></p>     <p><font face="Verdana" size="2">The concept of disorganized capitalism has at    least two versions. The version of Lash &amp; Urry (1987) seeks to establish    the difference between "organized capitalism" as a national phenomenon, and    disorganized capitalism as a global phenomenon resulting from the international    advancement of transnational corporations, working not only in the industrial    sector, but also in the commercial and financial sectors, through which is processed    the distortion of the national borders. The version of Carl Offe (1989) is built    primarily on the idea that, within the new capitalism, the work sector is marginalized,    a position disputed by the first two authors. In any case, both versions are    in agreement with the notion of risk society, pointing to a common element in    the relationship of ambivalence that, at any given time, has come to surround    the technological development associated with economic growth, when the scientific-technical    rationality is identified as an element to protect and legitimate the degradation    of life in contemporary society (Beck, [1998], 1986).</font></p>     <p><font face="Verdana" size="2">The concepts of risk and reflexivity that flow    from the theoretical frame that defines the new modernity – reflexive or post-traditional    modernity (Beck, 1986; Giddens, 1991) – form the nerve center, not of another    conception in the construction of the sociological theory, but of the vision    of a new society to which the theory must be adapted.</font></p>     <p><font face="Verdana" size="2">In this movement of theoretical reconstruction,    one of the most impressive variants in the discussion was the shift of the paradigmatic    apex of science from the work sector, whose lack of ethical substance results    from the emergence of a society in which the services are predominant, to the    field of communication. Claus Offe explains this idea in his work <i>Disorganized    capitalism</i>, pointing to examples in the "classical traditions of the bourgeois    sociology" – in this case, the works of Marx, Durkheim and Weber – of the tendency    to transform work into the main social fact (cap.5, 1989). Offe’s thesis, even    though he places side by side worldviews based on contradictory epistemologies,    just like the theories of the above-mentioned "classical" authors are, was accepted    in academic circles with surprising ease.</font></p>     <p><font face="Verdana" size="2">To understand this fact, it must be taken as    a part of the great paradigmatic context that enveloped sociology in the 1980s.    The decisive factor that contributed to make acceptable  Offe’s ideas on the    historical roots of the foundations of sociology being based on work, much more    than its sources (derived from the critical ontology of Karl Marx by Jurgen    Habermas, as well as the studies of Ralph Dahrendorf on the end of the work    society, André Gorz on the end of the proletariat, and Alain Touraine and Daniel    Bell on the emergence of a post-industrial society), was the astute, although    not epistemologically correct, solution of moving the core paradigm of the sociology    of the work process into the market sphere, in which rationality would rule    differently. The emergence of more and different kinds of social conflicts in    contemporary society would have depleted the former place of conflicts: the    factory, the favorite site for social class struggles, owners and workers. This    place, then, becomes a unified front to confront emerging social conflicts from    outside the production process. The general expansion of services in industrialized    societies, and the resulting changes in the nature of work are the key to the    radical transformation in the structure of contemporary life.</font></p>     <p><font face="Verdana" size="2">Offe’s book, in a sense, serves as a consistent    example of the evolution of the theoretical tendency that feeds the trend of    the idea of another modernity, and within it, the concept of civil society is    fueled by notions of risk and reflexivity, changing the work sector to act as    a source of understanding for social and environmental costs of productive activities    in general and not limited only to the workplace and specific companies.</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">The discussion around the concept of civil society    acquires an unprecedented scale in sociological analyses with the debate on    democratic socialism and Eurocommunism, in the 1960s and 1970s. In the United    States and the United Kingdom, in particular, the concept of civil society seems    to experience a revival with the publication in 1989 of the translation into    English of Jurgen Habermas’ book <i>Structural change in the public sphere</i>,    edited in 1961.</font></p>     <p><font face="Verdana" size="2">Habermas’ work seems to bring elements for a    reassessment of the concept of civil society, as it suggests the rupture of    the "old model," which established a strict separation between the public and    private spheres, created, in accordance with his terms, by the bourgeois society.    That is, the decay of the "bourgeois" public sphere would occur under the auspices    of the integration between the public and private sector, with the emergence    of a new public political space. At the root of Habermas’ text, there are issues    that reorganize the whole discussion around the technological, economic, social,    political, cultural and ideological transformations that from then on characterize    the criticism and reconstruction of the conception of modernity and the review    of the dominant paradigms in sociology, of which the above-mentioned Offe is    an eloquent example.</font></p>     <p><font face="Verdana" size="2">Regarding the Anglo-Saxon sociological literature,    there is a clear convergence on the view that the concept of social capital,    considering the formulation of James Coleman and further developments of the    concept through the work of other authors, is a key factor in the "revitalization"    of the concept of civil society, especially in the United States, where it takes    place concurrently with the resumption of Alexis de Tocqueville’s thought on    the foundations of democratic life in that country (see, for examples, the collection    of texts edited by Craig Calhoun, <i>Habermas and the public sphere</i>,<i>    </i>from 1992; and Cohen &amp; Arato’s <i>Civil Society and Political Theory</i>,    1994). The correlation between the two concepts seems to believe that the idea    of public sphere, developed by Habermas in 1961, is the decisive impulse for    its acceptance as an analytical tool of the political and social order. The    new boundaries of the concept of civil society represent a recreation of Habermas’s    idea of public sphere, in the sense that civil society is not restricted to    one public sphere, based on the uniqueness of the rational discourse, but it    consists of multiple public spheres that combine rational and non-rational elements,    as well as elements of contestation (see Calhoun, 1992). This is an emerging    model of civil society that comprehends a number of "<i>public spheres, communities,    and associations nested within one another, and also within a putative larger    ‘national sphere’ of civil society</i>" (Taylor, 1995, apud Jacobs, p.1239,    1996).</font></p>     <p><font face="Verdana" size="2">In this movement, in which the expansion and    reorientation of the capitalist system, together with the decline of the Soviet    system, provides a wider horizon for scientific thought in the field of social    sciences, the resurgence of the concept of civil society will play a strategic    role in the process of articulating the analyses and categories that had been    circulating, more or less independently, in the sociological studies, in the    economic studies, or in the areas in between. Due to this strategic role, the    concept assumes, under certain conditions, the sense of a patchwork in which    the analytical purposes are mixed with claims of an ethical nature, seeking    alternatives to overcome conflicts over conflicting demands made by different    institutions, associations or social groups, with the aim of preserving the    social order. The fact that it represents the synthesis between public and private    welfare seems to be the reason behind the widespread use of the concept in Anglo-Saxon    literature (Foley &amp; Edwards, 1998; Magnuson, 1997), and the basis for its    transformation into an instrument of rapprochement between the different fields    of knowledge. With this kind of support, the second phase in the development    of economic sociology presents a vitality unseen in its first phase – with Talcott    Parsons, Neil Smelser and Wilbert Moore, in the 1960s – and it is in this way    that it will consolidate the tendency to confirm the preponderance of Anglo-American    sociology over the other streams of sociological thought (on the second phase    of economic sociology, see Swedberg, 1997, p.165-6, 1998).</font></p>     <p><font face="Verdana" size="2">In the developments of this new phase, several    notions, already widely circulating in the intellectual and scientific circles,    will be revised, but, within the discourse of economic sociology, they are given    another dimension and projection, especially after the reexamination of concepts    such as civil society and, particularly, that of social capital, contributing    decisively to promote the short-term bias that defines the main direction for    the development of contemporary American sociology (Elias, [1994], 1968; [1997],    1977; 1987). In the program of this sociology, the key factors in the organization    of the theoretical and methodological propositions are to be categorized in    accordance with conceptions completely emptied of their historical contents,    representing notions provided by the new technological rationality, such as    globalization, information society, knowledge, risk, reflexive modernity, etc.    Within this theoretical and methodological context, the conflicts result from    divergent interests, and the central dynamic of society is resolved through    the process, or mechanism, of inclusion-exclusion of individuals and groups    regarding the different levels of coexistence, and institutional or social situations.    It is at this point that the strategic role of the concept of social capital    is defined.</font></p>     <p><font face="Verdana" size="2">The concept of social capital, in Coleman, represents    the development of the exchange theory and the consolidation of the rational    choice theory within sociology. The definition of social capital is given by    its function, i.e., to create human capital; and its sources basically correspond    to the expectations and reliability of the social structures, networks and information,    as well as the observance of the rules and acceptance of the sanctions defined    by the social structures. Its fungibility is virtually nil, if compared to human    and physical capital. This is due to the fact that it is not within the individuals    or physical factors of the production process. The substance of social capital,    according to Coleman, is its propositional sense and, in this case, the social    organization (system of action or corporate actor) that entails the accomplishment    of objectives that could not be achieved otherwise, at least not without a very    high cost. </font></p>     <p><font face="Verdana" size="2">The arguments on the subject are discussed in    the text published in the supplement of the <i>American Journal of Sociology</i>,    in 1988, and they are further developed in the book <i>Foundations of Social    Theory</i> (1990), considered the most important work of the author, in which    many previously published texts are revisited to provide elements to demonstrate,    in the author’s point of view, the rediscovery of the foundations of community    life that followed the revolutionary organizational transformation that marked    the emergence of contemporary society, the modern corporation (also known as    anonymous society). Another important document in the evaluation of this project    is the presidential address presented at the inaugural meeting of the <i>American    Society of Sociology</i>, in 1992 (Coleman, 1993), which is a summary of his    idea of rational reconstruction of society and the role of sociology in the    process.</font></p>     <p><font face="Verdana" size="2">The concept of corporate actor dominates the    text of 1990 and the message to the sociologists of 1993. Since the text of    <i>Foundations</i> is a composition that resumes earlier texts, many times the    reader comes across the resumption of ideas already proposed, which seem to    create the impression of a lack of clarity in the enunciation of the concept.    The reiteration of some questions, however, also works to promote the consolidation    of certain key points of his theory. This applies to the definition of corporate    actor as system of action, through which Coleman’s idea of extending the theory    of rational action to all structural instances of the collective life becomes    manifest. Take, for example, Coleman’s characterization of minimum corporate    actor: "<i>A natural person</i> <i>encompasses two selves, object self and acting    self, or principal and agent, in one physical corpus. A minimal corporate actor    is created when principal and agent are two different persons.</i>" He continues,    "<i>With this same minimal structure, the principal may be a corporate actor,    or the agent may be a corporate actor, or both may be corporate actors (as when    a corporation owns another corporation).</i>" A more widely developed corporate    actor has multiple "principals," who are the object, and many "agents" playing    the active role. "<i>This is the way a publicly owned corporation is conceived    of in modern society.</i>" Coleman explains this occurrence as follows: "<i>The    principals are the multiple owners, the shareholders of the corporation; the    agents are all those employed by the corporation, from its chief executive officer    to its production workers.</i>" The same idea applies not only to the unions,    whose members are the dispersed principals, and the leaders are the agents through    which the demands are filtered; but also to the state, in which the citizens    are the principals and the government officials are the agents (p.421, 1990).</font></p>     <p><font face="Verdana" size="2">Although the idea of corporate actor is expressed    as a system that is present in different organized structures of society, almost    all of Coleman’s argument involving the formation and development of the concept,    and its basis of origin, is made through reference to the modern corporation,    because it is this type of organization that promotes the radical change in    the legal order of society and, consequently, the change in the social organization    that will define the directions of contemporary society.</font></p>     <p><font face="Verdana" size="2">The widespread use that the concept of social    capital would experience in the 1990s occurs, significantly, apart from its    theoretical complement, that of the corporate actor, as developed by Coleman.    Considering the evolution of the use of the concept of social capital in the    social sciences, through the article by Alejandro Portes (p.18, 1998), it is    possible to verify that, at that time, more precisely in 1993, Robert Putnam    set in motion changes in the use of the concept, based on the activities of    civic organizations, different types of associations, communities and, in some    cases, even cities and countries. In other words, the articulation of the concept    of social capital with the representative bodies of "civil society" is the key    to the development of the concept in different contexts. This type of articulation    seems to provide an ideal way to circumvent the institutional problem involved    in Coleman’s formulation of the concept of social capital, related to the concept    of corporate actor, which made it easier, more palatable, to assimilate in circles    outside the academic environment, such as the World Bank and the International    Monetary Fund, to mention two examples of institutions associated with the formulation    of the world’s economic-financial policy. It is with the support of Coleman,    Putnam (1993), and Fukuyama (1995), that the concept of social capital, characterized    as a new development perspective, becomes a key element in the discussions and    studies conducted by researchers of the World Bank on the problem of poverty;    and an instrument in the readjustment of that institution’s propositions on    the subject of economic growth of the peripheral system (see Grootaert, 1998;    Grootaert and Bastelaer, 2001).</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">It is worth to mention the fact that Pierre Bourdieu’s    contribution to the concept of social capital, which precedes Coleman’s approaches    on the subject, is mentioned only incidentally, in a series of papers from the    Social Capital Initiative of the World Bank, which started in 1996; at the same    time, it seems, the concept of civil society began to circulate in the International    Monetary Fund (Dawson and Bhatt, 2001). This seems to be definitive evidence    of how far the two theoretical contributions are. While Bourdieu is concerned    primarily with the construction of a new level of theoretical consideration    for the relationship between the individual and society, in order to give more    historical consistency to the analyses of life in society; Coleman, who also    works in the field of micro-macro relationship, seems to be more interested    in detaching sociology from its historical content to give it the sense of a    project of rational organization of society. His contribution is more in line    with the idea of sustainability of development programs strategically targeted    to improve social networks and institutions.</font></p>     <p><font face="Verdana" size="2">The restrictions on the arguments of Coleman’s    <i>Foundations</i>, largely attached to the theme of corporate actor and the    alleged inconsistencies of the arguments used to support the concept (Stinchcombe    et alii, p.183-262, 1992; Tuomela, 1993; and Lindenberg, 2003), do not disqualify    the author, neither in terms of his importance to American sociology, nor in    terms of his role in the historical moment of the sociological thought and the    circumstances that characterize the period of economic and political development    of the United States and its role in the world economy of the late 20th century.    The dimension and the real meaning of the book can be properly assessed only    by projecting it on the historical perspective, and by probing the possible    reasons why Coleman brought back to the American sociological scene a theme    that, for reasons that remain unclear, was abandoned after being widely used    by the sociologists of the post-war period. From the end of the Second World    War to the mid-1960s at least, the debate on the issue of control of corporate    property was subjected to analyses and empirical researches by sociologists    who, based on the classic work of Berle and Means (1932), reached positive conclusions    about the nature of that process, regarding the effects on social stratification    and the impact of these effects on the improvement of the democratic life of    the country. The importance of Coleman’s texts on the concept of corporate actor    is precisely the fact that it makes evident, as opposed to the dominant direction    in the thought of the sociologists who worked with the subject before, that    Berle and Means knew that the separation between property and control within    the corporations, in the movement towards the concentration of power, produced    a distortion in the relations, involving the new  characters of the economic    life and the former actors, a fact that had important repercussions in the political    sphere. The "fission of the atom of property," by providing conditions for the    creation of managing groups, independent both of shareholders and owners, set    up an oligarchic tendency that contaminated the positive sense of the original    experience. The constant allusions, in <i>Foundations</i>, to Robert Michels’    text on political parties ([1982], 1914), sometimes mentioned alongside references    to Berle and Means’ text on the modern corporation, are indicative of the author’s    concern to disentangle the characterization of the concept of corporate actor    from the problems that result from the bureaucratization of the organizational    systems, revealed by the accelerated economic progress of the corporations;    as well as the need to avoid  a possible contamination of his project of rational    organization of society by the "iron law of organizations."</font></p>     <p><font face="Verdana" size="2">Coleman’s original construction, the concept    of corporate actor and the articulation of its theoretical roots with the historical    trajectory of the corporations in America, has influenced the American sociological    thought, apparently, since 1974, with the publication of <i>Power and the structure    of society</i>. At that time, his analysis fits in a context where the issue    of power and social responsibility of corporations serves as the epicenter of    a political debate that is about to receive increasing projection in the country.    The relative consensus on the existing social science in the American political    system, in which, according to Rick Tilman (1974), the ambiguity in the writings    of Adolf Berle (co-author of <i>The Modern Corporation and Private Property</i>)    played an important role, is interrupted by the debate between the supporters    of pluralism and of elitism.</font></p>     <p><font face="Verdana" size="2">In the year 1988, when Coleman introduced the    notion of social capital, as related to the concept of corporate actor, which    he had been developing since the previous decade at least, and the later theoretical    developments of this articulation (in 1990 and 1993), mark the moment when the    institutional bases of power in the country are being questioned, when topics    such as corporate citizenship and the criticism to the pressures and the advance    of techno-bureaucratic tendencies of corporations in the restructuring of the    American federal power are entwined in a tangle of questions about the central    dynamic of the globalization process and its effects on democracy in the country    and the world (for more information see, among other analyses, Melman, 1997;    Gordon, 1998; Boggs, 1999; Farazmand, 1999; Sklair, 2002; Carroll and Fennema,    2002; Carrol &amp; Carson, 2003; Skocpol, 2003; Mizruchi, 2004). Coleman’s political-institutional    project is not just an integral part of this landscape, but one of its key components.</font></p>     <p><font face="Verdana" size="2">It is no accident that this project of social-oriented    change, from within a work that carries the meaning of a general treaty of social    theory, according to the characterization of <i>Foundations of Social Theory</i>    found in Patrick Baert’s (p.164, 1998), seems to serve as a line of convergence    for a number of issues that circulate in different circles and are reflected    in the ongoing discussion in the field of social sciences. The concept of social    capital is a key element in the architecture of a Sociology for the new millennium    and, as in Coleman, it is from the very core of the American sociological thought    that comes the notion of social system and the recent concern with the micro-macro    relationship (and strictly in this sense). According to Coleman, as a model    of exchange within the system of social action, the idea of social capital serves    as a conceptual tool to work a combination of two theories, descriptive and    interpretive, of social action: the first is manipulated by most sociologists,    who understand that the social action is guided by rules, regulations and obligations;    and the other by most economists, who see the actions of the actors as independent    and oriented towards self-interest (S95-S96, 1998). In a sense, in this manner,    he tends to turn the paradigm of rational action into the international language    of the social sciences. But beyond that, what seems to be decisive in the theoretical    context of the late 20th and early 21st century is its relationship with the    new theory of development, reflecting the institutional problems of American    society and the reconfiguration of the international division of labor.</font></p>     <p><font face="Verdana" size="2">The theory of development that emerges at the    end of the 1980s, to replace the various versions of the structuralist kind    that were predominant back then, has the technological rationality for economic    matrix (for more information see, among other texts, Grief, 1994; Evans 1996;    Hyden, 1997; Nahapiet &amp; Ghoshal, 1998; Woolcock, 1998; Fine, 1999 and 2001;    Woolcock &amp; Narayan, 2000; Fevre, 2000; Maskell, 2000; Biggart &amp; Castanias,    2001; Piazza-Georgi, 2002; Routledge &amp; Amsberg, 2003; Bezemer, Dulleck &amp;    Fritjers, 2004). In general, the new theory is organized based on the activity    of transnational corporations, and its key elements of social and political    support and justification are based on the cultural bias constructed primarily    through concepts such as social capital and civil society, that serve as privileged    tools for the characterization of differences in development, registered at    the regional, national and local level.</font></p>     <p><font face="Verdana" size="2">One of the most significant manifestations of    this direction in the theory of development is the theory of endogenous growth,    which incorporates the theory of human capital as a sponsor of the technological    change. Formed in the mid-1980s, this theory, developed by Paul Romer (1986,    1989 and 1990), was widely discussed in the American academic circles and, in    the 1990s, it was integrated, together with the theory of social capital, into    the sophisticated system of analyses and definition of strategies for global    economic growth, managed by international agencies such as the World Trade Organization,    the World Bank, the International Monetary Fund, and the Organization for Economic    Co-operation and Development, etc.. Among the main arguments, supported by Romer’s    theory, mostly inspired by Joseph Schumpeter’s theory, it is evident the existence    of a conflict between innovation and perfect competition, the need for free    trade, and investments in large corporations as the preferred route for the    promotion of economic growth through the access to new technological solutions;    making use of the same criteria to explain the existing gaps in the economic    indexes of different countries.</font></p>     <p><font face="Verdana" size="2">Although there are links explicitly recognized    by the respective authors of the theories of endogenous economic growth and    social capital, there is no doubt that the inclusion of both theories within    the same circuit, which explains and proposes global policies sponsored by international    organizations, is due to the existence of a series of converging elements between    them, important elements that represent the main direction of the theory of    development that takes shape. For example, the nerve center of both theories    is located in the large modern corporations, and they both develop a critical    awareness of the theory of perfect competition, they see communication as a    form of external economy, and include the process of organizing information    in the evaluation of the social costs of transactions.</font></p>     <p><font face="Verdana" size="2">On the other hand, in the case of the emerging    theory of development, it is quite common to find evaluations of the process    of economic development being performed with privileged analytical tools: theories    such as rational choice, public choice, game theory, network theory, agency    theory, micro-macro relationship, human capital, social capital, trust, corporate    citizenship, civil society, corporate governance, institutionalism, communitarianism,    etc.; all guided by short-term perspective. This combination of conceptual and    theoretical fields also serves to inform, explain and justify the global, regional,    national and local economic and social policies under the aegis of international    organizations, whose catalyst is the concept of social capital. As a result,    the concept has become the "missing link" in the theory of development, and    the "glue that keeps societies together," to mention the most suggestive metaphors    found in the studies conducted by members of the staff of the World Bank, as    noted by Ben Fine (p.158, 2001).</font></p>     <p><font face="Verdana" size="2">Due to the rapprochement between James Coleman’s    theory and Paul Romer’s theory of growth, it becomes quite clear that the role    of the concept of social capital is to act as a kind of microsystem that serves    as the point of theoretical equilibrium for a process in which the technological    innovation represents the fundamental dynamics, and the information system –    controlled by large corporations – the key way of defining strategies to ensure    the reproduction of business, all justified by the "imperfections" of the market.</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">Keynes, quite rightly regarded as one of the    leading representatives of the social theory of the 20th century (Lemert, 1999),    outlines the main strategy of the theory of development defined at the end of    the century, after the supposed exhaustion of his economic philosophy. In <i>The    General Theory of Employment, Interest and Money</i> (1936), he affirmed that    the theme of "state of confidence" had never been handled properly by the economists,    who treated it only casually and superficially. This was not the case of the    "practical men" who made this issue the subject of continuing interest and concern    (p. 136, [1943], 1936). As noted by Jeffrey Alexander (p.150, 1995), Keynes,    on this occasion, suggested that, given the inability to objectively know the    future, apart from probabilistic projections, a door was opened for irrational    motivation and the concept of trust.</font></p>     <p><font face="Verdana" size="2">Keynes’ observations point to the core of the    theory of development, created to explain and justify the contemporary economic    movement and its impact on the political level. As a microsystem of equilibrium    for the social relations, the concept of social capital seems to be perfectly    adapted with this scenario as its principal field. Among the multiple characterizations    of the concept, especially within the sociology produced in, or derived from,    the United States, two of them define, in my view, its substance. It is, in    fact, a double substance. The first has a subjective nature, and the other an    objective nature. From a subjective point of view, the common substance is trust,    which some see as a key element due to its condition as a factor of conceptual    convergence and aggregation. The objective substance, common to all approaches    to the concept of social capital, is undoubtedly the issue of information. Taken    as a triggering and encouraging factor to the entire process of building stable    social relationships, information has become a link to articulate the process    of rationalization technique induced by the productive system and the ideological    emptiness of the social conflicts, reduced to cultural and group differences.</font></p>     <p><font face="Verdana" size="2">As a microsystem of information, the concept    of social capital, in recent years, has become a key element in the formation    of the new economy paradigm: the process of creative destruction (see Greenspan,    1999; Aghion and Howitt, 1992; Nakamura, 2000; Halal and Taylor, 2002; Grennes,    2003; Alcouffe and Kuhn, 2004). Thus, it will surely be a part of the context    in which is included the process that Ulrich Beck (p.12, 1997) classified as    the "reinvention of industrial society," i.e., the process of "reflexive modernization,"    or "creative self-destruction of a world order;" and Giddens (chap. 2, 1997),    in turn, characterized as a movement of abandonment, disembodiment and problematization    of tradition (or "detraditionalization"), included in the emerging modernity.</font></p>     <p><font face="Verdana" size="2">On the other hand, the concept of social capital,    perceived primarily as a microsystem that mobilizes trust, corresponds to the    subjective counterpart of the modernization process, connecting the concepts    of risk and reflexivity (Coleman, chap. 5, 1990; Giddens, op. cit. chap. 1 and    2), and incorporating the obligations and moral sentiments contained in the    cultural basis that supports the prosperity of the post-industrial society (Fukuyama,    Part I, 1996).</font></p>     <p><font face="Verdana" size="2">Within this double substance is the reason for    the wide diffusion of the concept of social capital in the debate on public    policies, in virtually all levels and instances of verification. It is this    property of combining discourses that gives the concept the strategic function    it has in the new theory of economic development and in the definition of directions    for sociology and social sciences in the new century.</font></p>     <p><font face="Verdana" size="2">It is necessary to consider the concept of social    capital within the historical perspective of the third technological revolution    to understand its real and effective meaning. The concept of social capital,    as originally defined by Coleman, i.e., its role in the creation of human capital,    is a typical product of the so-called "knowledge society" or "information society."    Even though the economists, as suggested by Ben Fine (ibid: 97), consider the    notion of social capital a non-market way to explain the imperfections of the    market; from the point of view of the notion of economic and social development    derived from the technological change, that is, from the point of view of the    predominance of an essentially technical rationality as the key element of social    change, that same notion is the epistemological complement of the concept of    human capital. And, in this sense, it acts as a decisive factor in the socio-cultural    and political metabolism of acceptance, not only of the imperfections of the    market, but also of the inevitability of economic facts.</font></p>     <p><font face="Verdana" size="2">A concrete evidence of this condition is the    historical correlation between the emergence and diffusion of the concept and    the expansion, in the last decades of the 20th century, of the debates and political    and theoretical disputes about the nature and scope of the industrial property    law, settled on the process of expansion of new information and communication    technologies and their impact on the need to redefine the intellectual property    right.</font></p>     <p><font face="Verdana" size="2">James Coleman offers very important hints of    this event in several moments of <i>Foundations</i>. Among the cases he examined,    one of the most illustrative is the characterization of the practical inalienability    of the social capital, when compared to other divisible goods and objects of    private property, such as physical capital and human capital, and the primarily    social sense that characterizes them as an attribute of the structure of relationship    in which the individual is embedded (chap.12). Also suggestive is the chapter    devoted to the examination of the corporate actor as a system of action, which    emphasizes the analysis of the effects derived from the development of computer    technology in the erosion of property rights over ideas and innovations produced    in activities promoted by corporations (chap. 16). This is due to the fact that    the new organizational structures that come out with the development of computer    science promote the facilitation of the "transport of ideas" from one sector    of the industrial activity to another, enable the organizational autonomy of    corporations (and workers), strongly stimulate the link between research and    researchers based in universities and companies, etc. Induced by the new technology,    the organizational structures of the corporations, in general, tend to accept    a new way of allocating property rights to ideas and innovations produced in    activities developed within the organizations, to protect the rights of the    "corporate agents" involved, thus shaping the diffusion process of the concept    of shared property, between the corporation and its employees.</font></p>     <p><font face="Verdana" size="2">The phenomenon identified as "deindustrialization,"    or "route to the information economy," or "outsourcing," which, in essence,    defines what is conventionally understood as the emergence of "knowledge society"    or "information society," and whose incidence becomes constant in the economic    literature of the advanced countries, especially in the United States, in the    early 1970s, setting the time and environment in which the concept of social    capital emerges. The idea of social capital, defined by its primary function    of creating human capital, corresponds, in the words of an American economist,    to an "<i>imperative to consider humans as commodities</i>," or, according to    Theodore Schultz, to consider them as "<i>human capital machines</i>" (Adams,    p.627, 1982). Within this logic, the concept of social capital is an instrument    to identify the collective substance of the knowledge present in the human capital    and, thus, it works to characterize the field of what is "common," i.e., what    is in the public domain and requires an organization that is agile and able    enough to control its implementation and to make it useful for "all" society.</font></p>     <p><font face="Verdana" size="2">The acceptance, by the social sciences, of this    theory of the social origin of the workers’ knowledge, which in a particular    historical moment corresponds to the need for a controlled socialization of    this knowledge, is a step in the restructuring of the concept of property concerning    the directions defined by the development and expansion of technology, as well    as the conditions that emerge from the competitive process. In this sense, the    concepts of social capital and human capital are part of the set of situations    that, at some point, forces the business logic to develop an intensive effort    to extend the planning of wage costs, well beyond the sphere of contract negotiation,    to get involved in the very organization of the worker’s life. This effort,    wrapped in market logic, lies behind the attempt for an integrated planning    of the innovation-production-consumption cycle, which in the late 1970s would    be translated into the idea of <i>prosumer</i>, developed by Alvin Toffler to    represent the end of the divorce between producer and consumer. A trend that    would be accepted in academic circles related to the theory of business organization    through the notion of mass customization.</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">This concept, which began to circulate in the    United States in 1987, with Stan Davis, is presented as a supposedly holistic    view of economic life, whose objective is oriented towards the conversion of    forms and patterns of consumption into factors to determine patterns and forms    of the production process, justifying this objective through the impact brought    to life in general by the innovations induced by the new communication and information    techniques (Boynton, Victor and Pine II, 1993; Davis [1996], 1987, 1994, 1998;    Davis and Meyer, 1997, 1999; Cox and Alm, 1998; Pine II, 1994). It fits in the    perspective of a new stage of the evolution of the large multinational corporations,    in the face of changes that have occurred in the market, that is, a market that    shifted from seller to buyer, imposing innovation and exclusivity as the new    characteristics of the demand, according to the analysis of Bolwijn and Kumpe    (1990).</font></p>     <p><font face="Verdana" size="2">It is within this scenario that the conceptual    field of the social theory developed around the "intangibility" of the work    would be improved by another concept, that of intellectual capital, which begins    to circulated in Thomas Stewart’s journalistic texts in 1991 and 1992, and was    published in his book <i>Intellectual Capital: the new wealth of organizations</i>    in 1997. This concept, the subject of much consideration in the theory of organization,    is most concerned with the analysis of the process of knowledge manipulation    in corporations (see, among others, Liebeskind, 1996; Spender 1996; Spender    and Grant, 1996).</font></p>     <p><font face="Verdana" size="2">In general, the concept of intellectual capital    is surrounded by imprecision. There are three aspects that seem to be more consistent    in its analysis: first, its connection to the so-called new economy; second,    its field of action, the sphere of business organization, when its origins are    connected to the thought of Alfred Marshall and the statement that knowledge    is its most powerful engine of organization; and third, but not least, its character    as a complementary notion to the concept of human capital (on these three aspects,    see Saint-Onge, 1996; Nahapiet and Ghoshal, 1998; Ullrich, 1998; Edvinsson,    2000; Nerdrum, 2001).</font></p>     <p><font face="Verdana" size="2">It becomes evident in the writings of the different    authors that examine the emergence and content of the concept of intellectual    capital, that the idea that the organization, and especially a particular type    of organization, the corporation, is the institutional context par excellence    for its development. It is also perfectly clear, from presentations on the theme,    the condition that the concept of intellectual capital assumes as a strategic    element of survival for corporations in a highly competitive environment, which    is translated into the notion of mass customization, representing a turning    point that occurred in the capitalist market in recent times.</font></p>     <p><font face="Verdana" size="2">Usually, it is omitted from the consideration    of the emergence of the concept of intellectual capital, and its rapid expansion    in the circuit associated to the study on the effects of the new information    and communication technologies on business organizations, the facts that intervene    in the national economies, derived from changes in the international division    of labor, decisive facts that trigger a movement of rearrangement for the power    relations and property rights.</font></p>     <p><font face="Verdana" size="2">An important observation in this respect is included    in Lester Thurow’s analysis of the action of new technologies in the process    of reorganizing the world economy (2000). Thurow identified two moments in the    process of globalization. In the first phase, or wave, following the Second    World War, the process of integration of the world economy was led by two large    blocs of nations, structured around the Cold War. At this stage, the companies,    still highly dependent on their countries of origin, tend to expand their transnational    borders. In the second phase of the globalization process, which began around    the 1980s and accelerated in the 1990s, with the development of the Chinese    economy and the dismantling of the Soviet Union, the technological advances    would serve as an instrument for the expansion of the private sector, conditioning    the behavior of the countries of origin and those in which they have settled    to their economic and financial interests. It would be in this context that    the issue of intellectual property would become the main uncertainty of the    international economic system.</font></p>     <p><font face="Verdana" size="2">Significantly, with the heated discussion on    the intellectual property rights, the issue of the English enclosure laws would    re-emerge. Even Lester Thurow (1997), commenting on the importance of information    and information technology in the movement of globalization, reiterated the    importance they had in the onset of the Industrial Revolution, and emphasized    the need to examine very carefully the issue of property rights in order to    prevent those rights from turning into a great confusion, due to the interests    of powerful economic groups.</font></p>     <p><font face="Verdana" size="2">One of the most interesting and important aspects    of the debate on the intellectual property rights, in the face of technological    changes in course, refers to the analysis of the aforementioned laws that regulated    the use of productive land in England from the 15th century onwards, regarding    the characterization of the common domain as public domain and their relation    with the private domain. This is the case of the analyses conducted by James    Boyle (2002 and 2003), in order to characterize the attempts to regulate intellectual    property that were then beginning to be defined as the second historical moment    of occurrence of enclosure laws, now targeting the privatization of intellectual    property. That is, "<i>the enclosure of the intangible commons of the mind</i>,"    as stated by Boyle. The approach of this author captures the remarkable expansion    of the intellectual property rights in recent times, ranging from the patenting    of scientific knowledge, to new methods of production and doing business, to    digital systems, etc., to the point of threatening the old boundaries of intellectual    property. His testimony is eloquent:</font></p>     <p><font face="Verdana" size="2">That baseline — intellectual property rights    are the exception rather than the norm; ideas and facts must always remain in    the public domain — is still supposed to be our starting point. It is, however,    under attack. (...) the commons of facts and ideas is being enclosed. Patents    are increasingly stretched to cover "ideas" that twenty years ago all scholars    would have agreed were unpatentable. (...) In the new vision of intellectual    property, (...) property should be extended everywhere; more is better. (p.    38-40, 2003). </font></p>     <p><font face="Verdana" size="2">The similarities between the first movement of    the enclosure laws and the process that the author considers to be the second    movement of the same type increase while the opposition to the attempts to expand    the process of privatization of ideas is described as economically inconsequential,    and the beneficiaries maintain that the expansion of property rights is necessary    to ensure progress. But even though there are similarities between the two movements,    there are also dissimilarities. In contrast to the enclosure of productive lands    in which, generally, the use of land for certain purposes prevented it from    being used by others, Boyle points out two of the directions in which this dissimilarity    can be identified. First, the intangible commons of the mind can be simultaneously    used by multiple users and the use does not exhaust them. Second, it has been    observed that excessive protection of intellectual property rights brings many    problems for the process of industrial innovation, increasing costs and reducing    access to resources needed for the development of new products, and it also    creates difficulties for the communication and collaboration between sectors    of scientific research (Boyle, op. cit.: 40-3; see also: National Research Council,    2000; David, 2001; Hansson, Husted and Vestergaard, 2005).</font></p>     ]]></body>
<body><![CDATA[<p><font face="Verdana" size="2">These observations by Boyle point to the less    obvious meaning of the idea of mass customization as the proposed new matrix    of economic life. Every discourse involving this concept in the writings on    the theory of business organization is based on the imperative of technological    innovation as a formula to support the competitiveness of companies in the face    of a highly volatile market; which is basically "buyer." What defines the change    in the "product-process" matrix from "stable" to "dynamic," according to the    theory, is precisely the condition in which the invention is accelerated by    innovating processes and combined with the constant quest for a variety of products    (Boynton, Victor and Pine II, 1993). This is a very strong reason for the importance    of the issue of intellectual property and patent dispute in the last decades    of the 20th century. But it is certainly not the only reason, nor the most important.</font></p>     <p><font face="Verdana" size="2">The support for questioning the legitimacy of    appropriation of inventions and innovations developed in the industrial production    process conducted by the companies can be found either in the comments on the    division of labor by Adam Smith (Smith, v.I, 1981), or in Karl Marx (v.1, Section    IV, 1946), for example. The same arguments found in these classics of political    economy can be used to discard in the attic of the market formulas of the techno-bureaucracy    the idea that the innovations are imposed by the demand for products. What is    evident from the analysis of the circumstances in which the innovations are    developed is, in general, the need to implement the control systems that the    companies exert on the "intangible commons of mind," in order to maintain their    power over the chief-engine of production (Freeman, 1994; Uzunidis and Laperche,    1997; Alter, 2002).</font></p>     <p><font face="Verdana" size="2">While the free-market supporters of the 19th    century were strongly against the intellectual property rights, because they    thought it was a remnant of feudal monopoly, as indicated by Perelman (2003a);    today, the intellectual property rights promote radical changes in the nature    of competition. In the face of the new market situation, the corporate control    over intellectual property rights, unlike the corresponding property rights    over material goods, is a control that is exerted directly over people and assumes    a much more intrusive feature.</font></p>     <p><font face="Verdana" size="2">The conditions for the verification of this control    present peculiar characteristics. Perelman (2003a and 2003b) draws, from the    writings of Marx, a highly suggestive framework to project these peculiarities    that, in a given moment, work to turn the issue of intellectual property into    the key element of the changes driven by the computer revolution in the international    division of labor. This is about the concept of universal labor, addressed by    Marx in his writings to emphasize the fact that the ideas and discoveries are    always a collective product, and not the product of a single person or organization.    One of these texts is particularly interesting. It is the one in which he mentions    the fact that fixed capital is used to demonstrate that knowledge has become    a direct force of production, emphasizing to what degree "<i>the conditions    of the process of social life itself have come under the control of the general    intellect and been transformed in accordance with it</i>" (Marx, v.2, p.230,    1982). According to Perelman, Marx would never consider this to be the root    to overcome the capitalist system, but he was certainly aware of a major change    in the traditional view of the system of market competition. It was the beginning    of a new market landscape, in which "<i>capitalists can no longer pretend that    they are serving a social function fostering accumulation by driving workers    longer or harder or even by organizing them efficiently</i>" (p. 306, 2003b).</font></p>     <p><font face="Verdana" size="2">The dispute over intellectual property would    remain shrouded in ambiguity as long as the process of appropriation of the    knowledge of others was done with virtually no cost to the companies. That is,    as long as "universal labor" was not important. However, on two occasions, things    seemed to be changing, says Perelman. The first moment of pressure on intellectual    property would be during the great world economic crisis, in the late 19th century,    when the economists realized the importance of intellectual property as a strategic    element to reverse the course of events and avoid economic disaster. The second    moment would begin, in the United States, in the 1960s, when, to overcome the    stagnation that involved the country’s economy, the attention was turned again    to the intellectual property rights. Then, "<i>Although many old line industries    could no longer compete effectively in world markets, exports of intellectual    property in the form of royalties and copyright fees soared.</i>" (p. 307, 2003b).</font></p>     <p><font face="Verdana" size="2">These two moments correspond to well-characterized    stages in the development of a conception of the relationship between capital    and labor, whose basis of theoretical support is the link between the business    sector and the social sciences. The transition from the 19th to the 20th century    was marked, in the American society, by the need to increase industrial productivity,    as well as an effort to valorize the work and the worker; and many experiences    aimed at increasing the control over the organizations, both in the business    sector and work sector, were implemented with that base. The second stage is    guided by structural changes in the American economy, derived from the technological    development. These changes are first observed in agriculture. Beginning in the    1930s, and increasing in the following decades, it is possible to identify a    technical revolution in the primary sector of economy, which is manifested in    the new designs of farm machinery, the business improvement, and the capitalization    of farms (Oehmke and Schimmelpfennig, 2004). In the following decades, the technological    advances in the industrial process cause the migration of large numbers of workers    to the service sector, resulting in the phenomenon of "deindustrialization,"    which, in fact, represented a broad restructuring of the economic activities    of developed countries in general, but whose impact was more severe and remarkable    in American society. It is this context that provides a more precise definition    of the rapprochement between the sociological theories and the theories of business    organization, an intellectual movement that is expressed mostly in the two stages    in the consolidation of economic sociology.</font></p>     <p><font face="Verdana" size="2">Among the formative tools of this theoretical    architecture, far from Marx’s solution of "universal labor," are included the    concepts of human capital, social capital and intellectual capital, which, in    general, intend to translate the new nature of capital, created within the structure    that broke with the classical conception of property – the corporation. Instead    of dialectics, what supports and ornaments this theoretical construction is    the conception of economic development inspired by Schumpeter, to whom all logic    is derived from the model of economic decision (p.122-123, 1996).</font></p>     <p><font face="Verdana" size="2">In the analysis of the logical matrix that guides    the formulation of the theory of social capital assets, the recognition of the    complementary character of the concept of intellectual capital, as related to    that of human capital, seems to be nothing more than a reaffirmation of the    role of social capital in the creation of human capital. The analysis of the    context in which this function works, however, makes it possible to discern    a fundamental difference between the social capital and the other capital assets.    As a source for human capital and intellectual capital, the social capital is    an expression of what is common not only to all workers, but to all individuals    in general and does not belong to any one in particular. Social capital has    value in use, but it has no exchange value, as said by James Coleman. It does    not belong to anyone. It is not only common, it also is public. The opposite    is true both to the human capital, which is, within this line of argument, the    universal substance of intelligence, for workers and non-workers; and to the    intellectual capital, which is the raw material of innovation and is activated    under very special circumstances. While human capital represents the knowledge    and experience of the individual, and has use value and exchange value, and    therefore it is not public; the intellectual capital is defined as such only    within the corporation, as an "organizational advantage" of the corporation    and, consequently, something that is "common" because it was appropriated by    the corporation on behalf of the "corporate community," but is not public.</font></p>     <p><font face="Verdana" size="2">From the solutions provided by the social theory    to characterize the work sector as an extension of the capital sector, social    capital is the only form of intangible capital that remains relatively infungible    and unexchangeable. In the different versions of the concept (Coleman, Putnam    or Fukuyama), its dominant feature is its condition of idea unaffected by interests    other than those of the groups involved in its creation. It is a natural product    of the social system, or the social structure that includes the individuals.    Within the social systems are defined the rules of human coexistence that will    become the social capital of these individuals. It is from there that it derives    its common and public character. This is how it acts as an instrument that changes    universal labor into intellectual capital, by announcing its preventive enclosure    and promoting the process of legitimizing the privatization of knowledge implemented    by the corporations.</font></p>     <p>&nbsp;</p>     ]]></body>
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